Emc Capital Management, Llc
- Regulatory AUM
- $219M
- Discretionary
- $219M
- Clients
- 18
- Avg AUM / client
- $12.2M
- Accounts
- 18
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 17 | $147M | 67.1% |
| Pooled investment vehicles (non-investment companies) | 1 | $72.0M | 32.9% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $65.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Emc Alpha Fund, Lp | Hedge Fund | Delaware | $54.5M | 10 |
| Emc Coreplus Fund Lp | Hedge Fund | Delaware | $10.9M | 3 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jain, Ajay, Nmn | Founder | Apr 2013 (13y) | 10% – 25% | |
| Jain, Manish, Nmn | Founder | Apr 2013 (13y) | 10% – 25% | |
| Jain, Swatantra, Nmn | Founder | Apr 2013 (13y) | 10% – 25% | |
| Rasool Nmn Shaik | Founder & Managing Principal & Chief Compliance Officer | CFA | Apr 2013 (13y) | 50% – 75% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $65.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Emc Alpha Fund, Lp | Hedge Fund | $54.5M | $1.0M | 10 |
| Emc Coreplus Fund Lp | Hedge Fund | $10.9M | $1.0M | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1.28 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $51.2M (23% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗