One River Asset Management, Llc
- Regulatory AUM
- $2.4B
- Discretionary
- $2.4B
- Clients
- 11
- Avg AUM / client
- $217M
- Accounts
- 16
- Employees
- 22
AUM over time
Annual snapshots from Form ADV filings · as of Jul 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 11 | $1.7B | 73.2% |
| Corporations and other businesses | Fewer than 5 clients | $640M | 26.8% |
Private funds (11)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $2.7B combined gross assets
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Grant, Annette, Morrell | Trustee The Grant Family Trust Dtd 11/8/12 | Nov 2012 (14y) | 5% – 10% | |
| Grant, Geoffrey, Taylor | Member | Nov 2012 (14y) | Less than 5% | |
| Peters, Charles, Eric | Managing Member | Mar 2013 (13y) | Less than 5% | |
| Peters, Tamara, Louise | Trustee The Charles Eric Peters Revocable Trust Agreement | Apr 2016 (10y) | 10% – 25% | |
| Malloch, Ian, Andrew | Chief Operating Officer | Jul 2016 (10y) | Less than 5% | |
| Wallin, William, Gerard | Chief Compliance Officer | Jun 2017 (9y) | Less than 5% | |
| Peters, Craig, Homer | Trustee The Peters Family Trust | Dec 2021 (5y) | 10% – 25% | |
| Muller, Chase, Andrew | Shareholder | Jan 2024 (3y) | 5% – 10% | |
| Mc Randal, Ryan, Nmn | Shareholder | Jan 2024 (3y) | 10% – 25% | |
| Prajna, Stephen, Nmn | Shareholder | Jan 2024 (3y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Charles Eric Peters Revocable Trust Agreement | Member | Apr 2016 | A | 10% – 25% |
| The Peters Family Trust | Member | Dec 2021 | A | 10% – 25% |
| Jltc Trust | Member | Apr 2024 | A | 10% – 25% |
| The Grant Family Trust Dtd 11/8/12 | Member | Nov 2012 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (11, $2.7B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Peters Thematic Spc Fund Ltd One River Dynamic Convexity Sp | Hedge Fund | $810M | $100K | 74 |
| Peters Thematic Spc Fund Ltd One River Volatility Relative Value Sp | Hedge Fund | $569M | $100K | 7 |
| Peters Thematic Spc Fund Ltd One River Risk Responders Sp | Hedge Fund | $255M | $100K | 28 |
| One River Custom Diversified Solution 1, Ltd. | Hedge Fund | $254M | $100K | 1 |
| Peters Thematic Spc Fund Ltd One River Long Volatility Sp | Hedge Fund | $182M | $100K | 15 |
| Peters Thematic Spc Fund Ltd One River Systematic Trend Sp | Hedge Fund | $181M | $100K | 16 |
| Peters Rmsf Thematic Spc Fund Ltd Peters Rmsf Segregated Portfolio I | Hedge Fund | $171M | $10.0M | 2 |
| Peters Thematic Spc Fund Ltd One River Dispersion Alpha Sp | Hedge Fund | $122M | $100K | 1 |
| Peters Thematic Spc Fund Ltd One River Systematic Alternative Markets Trend Sp | Hedge Fund | $73.3M | $100K | 7 |
| Peters Thematic Spc Fund Ltd One River Equity Overlay Dynamic Convexity Sp | Hedge Fund | $60.6M | $100K | 14 |
| One River Opportunities Sp | Hedge Fund | $0 | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 3.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Publication of periodicals or newsletters
Custody
Reported custodians
- J.P. Morgan $417M (17% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 22, 2026.
View current Form ADV (SEC/IAPD) ↗