N
N
Wealth Manager · Boutique (under $100M)
CRD 167898
·
☆ Save with Pro
ADV data as of Nov 19, 2025
- Regulatory AUM
- $75.0M
- Discretionary
- $75.0M
- Clients
- 369
- Avg AUM / client
- $203K
- Accounts
- 877
- Employees
- 5
AUM over time
$2.4M
$75.0M
Dec 6, 2016
Nov 19, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 19, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 346 | $32.2M | 43.0% |
| High net worth individuals | 23 | $42.8M | 57.0% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $75.0M (100% of AUM) Nov 2025
- Fidelity Brokerage Services $6.4M (16% of AUM) Feb 2019
- Interactive Brokers $1.9M (33% of AUM) Feb 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 19, 2025.