603 Financial, Inc.
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ADV data as of Apr 13, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 7
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nancy Louise Dienes | Registered representative | CFP | Sep 2013 (13y) | |
| Ralph Theodore White | Registered representative | CFP | Sep 2014 (12y) | |
| Sandra Kim Jones | Registered representative | CFP | Jul 2019 (7y) | |
| Anne Marie Consentino | Registered representative | CFP | Oct 2022 (4y) | |
| Tyler Stephen Donnelly | Registered representative | Sep 2023 (3y) | ||
| Benjamin Reed Ferguson | Registered representative | CFP | Jun 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/13/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Hourly charges
Services
- • Financial planning services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 13, 2026.
View current Form ADV (SEC/IAPD) ↗