Redwood Investment Group, Inc
- Regulatory AUM
- $230M
- Discretionary
- $230M
- Clients
- 763
- Avg AUM / client
- $302K
- Accounts
- 768
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 386 | $41.5M | 18.0% |
| High net worth individuals | 367 | $161M | 70.0% |
| Pension and profit sharing plans | 3 | $4.3M | 1.87% |
| Charitable organizations | 2 | $21.7M | 9.4% |
| Corporations and other businesses | 5 | $1.7M | 0.75% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Robert Catone | President & Chief Compliance Officer | Jun 2005 (21y) | 75% or more | |
| Patrick Michael Jeffs Catone | Registered representative | Jun 2013 (13y) | ||
| Kyle Fairall | Registered representative | Mar 2015 (11y) | ||
| Zachary Adam Miller | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/21/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- LPL Financial $226M (98% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 21, 2026.
View current Form ADV (SEC/IAPD) ↗