Malabar Investments, Llc
- Regulatory AUM
- $900M
- Discretionary
- $900M
- Clients
- 6
- Avg AUM / client
- $150M
- Accounts
- 6
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Apr 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $900M | 100.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.9B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Malabar India Fund Ltd. master | Hedge Fund | Mauritius | $849M | 12 |
| Malabar India Fund, Lp feeder | Hedge Fund | Delaware | $626M | 73 |
| Malabar Select Fund master | Hedge Fund | Mauritius | $218M | 8 |
| Malabar Select Fund Lp feeder | Hedge Fund | Delaware | $149M | 20 |
| Malabar Sp1, Llc | Other Private Fund | Delaware | $9.4M | 44 |
| Malabar Sp2, Llc | Other Private Fund | Delaware | $2.6M | 5 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Equity League Pension Trust Fund Board Of Trustees Of The Equity League Pension Trust Fund | 2024 |
People (10)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Broser, David, Jay | Member | Feb 2000 (27y) | ≈ 3.75% – 10% via Rda Ventures, Llc | |
| Spencer, Mary, Mclaughlin | Member | Mar 2004 (22y) | ≈ 3.75% – 10% via Holding Capital Asset Management, Llc | |
| Leischner, Steven | Manager | Aug 2008 (18y) | Less than 5% | |
| Nagar, Sumeet | Member | Aug 2008 (18y) | 25% – 50% | |
| Mansukhani, Akshay, Vijay | Member | Dec 2009 (17y) | 25% – 50% | |
| Carl Kirby Oppenheimer | Manager | May 2012 (14y) | ≈ 0% – 2.5% via Oppenheimer Close Investment Partnership Lp | |
| Gulati, Ashish | Member | Jul 2013 (13y) | Less than 5% | |
| Beller, Kathryn, Payne | Chief Compliance Officer | Mar 2016 (10y) | Less than 5% | |
| Nanwani, Ravi | Manager | Jun 2016 (10y) | Less than 5% | |
| Ng, Nikita, Chuk Fa | Manager | Sep 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Holding Capital Asset Management, Llc | Member | Aug 2008 | A | 5% – 10% |
| Rda Ventures, Llc | Member | Aug 2008 | A | 5% – 10% |
| Value Funds Limited | Member | Aug 2008 | A | 5% – 10% |
| Oppenheimer Close Investment Partnership Lp | Member | May 2012 | A | Less than 5% |
| P. Oppenheimer Investment Partnership Lp | Member | May 2012 | A | Less than 5% |
| Value Partners Group Limited | Shareholder | May 2004 | B | ≈ 3.75% – 10% via Value Funds Limited |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Broser, David, Jay: 75% – 100% of Rda Ventures, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Spencer, Mary, Mclaughlin: 75% – 100% of Holding Capital Asset Management, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Carl Kirby Oppenheimer: 25% – 50% of Oppenheimer Close Investment Partnership Lp × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Value Partners Group Limited: 75% – 100% of Value Funds Limited × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $1.9B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Malabar India Fund Ltd. | Hedge Fund | $849M | $250K | 12 |
| Malabar India Fund, Lp | Hedge Fund | $626M | $250K | 73 |
| Malabar Select Fund | Hedge Fund | $218M | $250K | 8 |
| Malabar Select Fund Lp | Hedge Fund | $149M | $250K | 20 |
| Malabar Sp1, Llc | Other Private Fund | $9.4M | $1 | 44 |
| Malabar Sp2, Llc | Other Private Fund | $2.6M | $1 | 5 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Equity League Pension Trust Fund | Board Of Trustees Of The Equity League Pension Trust Fund | 22,180 | $2.4B | 06/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/29/2026 | 2.43 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • PERFORMANCE-BASED ALLOCATIONS
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 29, 2026.
View current Form ADV (SEC/IAPD) ↗