Ade, Llc
- Regulatory AUM
- $448M
- Discretionary
- $446M
- Clients
- 294
- Avg AUM / client
- $1.5M
- Accounts
- 957
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 132 | $38.8M | 8.67% |
| High net worth individuals | 158 | $404M | 90.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $834K | 0.19% |
| Charitable organizations | Fewer than 5 clients | $1.1M | 0.25% |
| Corporations and other businesses | 4 | $2.4M | 0.53% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Paul Armstrong | Managing Member | CFP | Aug 2013 (13y) | 50% – 75% |
| Katie Anne Brown | Chief Compliance Officer | Jul 2015 (11y) | 10% – 25% | |
| Hugh Joseph Breslin | Member | CFP | Aug 2016 (10y) | 50% – 75% |
| Schuyler L Engelhardt | Registered representative | CFP | Mar 2014 (12y) | |
| Navarone Fernando Simpson | Registered representative | CFP | Apr 2018 (8y) | |
| Tucker Dunn | Registered representative | CFP | Nov 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 938 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $448M (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗