Hansen & Associates Financial Group Inc.
- Regulatory AUM
- $202M
- Discretionary
- $202M
- Clients
- 537
- Avg AUM / client
- $377K
- Accounts
- 1,071
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 475 | $122M | 60.3% |
| High net worth individuals | 61 | $80.0M | 39.5% |
| Charitable organizations | 1 | $420K | 0.21% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Steven Hansen | President/Chief Compliance Officer | CFP Chartered Financial Consultant | Jul 2013 (13y) | 75% or more |
| Nickie Todd Dally | Registered representative | Mar 2021 (5y) | ||
| Wallace Michael Darling | Registered representative | May 2024 (2y) | ||
| David Christopher Yelle | Registered representative | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $198M (98% of AUM) May 2026
- Interactive Brokers $23.3M (17% of AUM) Aug 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗