Banyan Tree Asset Management, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 47
- Avg AUM / client
- $22.0M
- Accounts
- 98
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 46 | $934M | 90.4% |
| Pooled investment vehicles (non-investment companies) | 1 | $98.8M | 9.57% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kenneth Nmn Naehu | Managing Director, Elected Manager, Chief Compliance Officer | Jul 2013 (13y) | 50% – 75% of Kenneth Naehu And Cynthia Naehu Trust (indirect) | |
| Naehu, Cynthia, Mayumi | Co Trustee | Jul 2013 (13y) | 50% – 75% of Kenneth Naehu And Cynthia Naehu Trust (indirect) | |
| Brian Richard Goldberg | Managing Director, Member | Sep 2013 (13y) | 10% – 25% | |
| Choe, Anny, Hyun Jung | Chief Operating Officer | Jan 2020 (7y) | Less than 5% | |
| Adam Gregory Werthmuller | Registered representative | Jul 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Kenneth Naehu & Cynthia Naehu Trust | Member | Jul 2013 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 984 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PERCENTAGE OF PAR/FACE AMOUNT
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Pershing $934M (90% of AUM) Apr 2026
- National Financial Services (Fidelity) $181M (17% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗