Fi401 K Advisors, Llc
- Regulatory AUM
- $915M
- Discretionary
- $681M
- Clients
- 305
- Avg AUM / client
- $3.0M
- Accounts
- 305
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Jan 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 305 | $915M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Iron Pony Motorsports Inc 401(k) Profit Sharing Plan & Trust Iron Pony Motorsports Inc | 2024 | |
| Precision Personnel Inc 401(k) Profit Sharing Plan & Trust Precision Personnel Inc | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Matthew Gutrich | Elected Manager And Chief Compliance Officer | Jun 2013 (13y) | 25% – 50% | |
| Hannah Marie Gutrich | Registered representative | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Fiduciary Holdings Limited | Sole Shareholder/Owner | Jun 2011 | A | 75% or more |
| Gut Sec Holdings, Llc | Shareholder | Jun 2012 | B | ≈ 18.75% – 50% via Fiduciary Holdings Limited |
| Gut Cross Holdings, Llc | Shareholder | Jun 2012 | B | ≈ 18.75% – 50% via Fiduciary Holdings Limited |
Estimated effective ownership (look-through of filed bands):
- Gut Sec Holdings, Llc: 25% – 50% of Fiduciary Holdings Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Gut Cross Holdings, Llc: 25% – 50% of Fiduciary Holdings Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Iron Pony Motorsports Inc 401(k) Profit Sharing Plan & Trust | Iron Pony Motorsports Inc | 144 | $5.4M | 01/01/2024 |
| Precision Personnel Inc 401(k) Profit Sharing Plan & Trust | Precision Personnel Inc | 160 | $12.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
Custody
Reported custodians
- Mid Atlantic Trust Company $351M (38% of AUM) Jan 2026
- Matrix Trust Company $206M (22% of AUM) Jan 2026
- Reliance Trust Company $190M (21% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗