Cohen Investment Advisors, Llc
- Regulatory AUM
- $259M
- Discretionary
- $259M
- Clients
- 251
- Avg AUM / client
- $1.0M
- Accounts
- 919
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 155 | $53.4M | 20.6% |
| High net worth individuals | 82 | $199M | 76.7% |
| Pooled investment vehicles (non-investment companies) | 1 | $132K | 0.05% |
| Pension and profit sharing plans | 5 | $282K | 0.11% |
| Corporations and other businesses | 8 | $6.6M | 2.55% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Nov 2024 · $12.4M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cohen Real Estate Fund Ii Llp | Real Estate Fund | Delaware | $6.7M | 35 |
| Cohen Real Estate Fund 2017, Lllp | Real Estate Fund | Delaware | $5.7M | 15 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Cohen | Chief Compliance Officer, Chief Executive Officer & Chief Investment Officer | CFP | Oct 2013 (13y) | 75% or more |
| Tiffany Anne Donegan | Registered representative | Jan 2025 (2y) | ||
| James N Perry | Registered representative | CFP | May 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $12.4M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cohen Real Estate Fund Ii Llp | Real Estate Fund | $6.7M | $100K | 35 |
| Cohen Real Estate Fund 2017, Lllp | Real Estate Fund | $5.7M | $100K | 15 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/18/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
Custody
Reported custodians
- Pershing $235M (91% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.
View current Form ADV (SEC/IAPD) ↗