Pt Capital Advisors, Llc
- Regulatory AUM
- $56.9M
- Discretionary
- $56.9M
- Clients
- 11
- Avg AUM / client
- $5.2M
- Accounts
- 2
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $43.6K | 0.08% |
| Investment companies | 2 | $12.0M | 21.1% |
| Corporations and other businesses | 6 | $38.3M | 67.3% |
| Other | 1 | $6.6M | 11.5% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $117M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pt Arctic Fund I, Lp | Private Equity Fund | Delaware | $101M | 1 |
| Pt Arctic Tourism Fund Ii Lp | Private Equity Fund | Delaware | $16.7M | 1 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Short, Hugh, Sherman | Chief Executive Officer, President And Director | Mar 2013 (13y) | ≈ 14.06% – 50% via Pt Holding Company, Llc | |
| Moore, Michael | Chief Financial Officer, Chief Compliance Officer | May 2017 (9y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pt Capital, Llc | Sole Member | Aug 2013 | A | 75% or more |
| Pt Holding Company, Llc | Sole Member | Dec 2012 | B | ≈ 56.25% – 100% via Pt Capital, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Short, Hugh, Sherman: 25% – 50% of Pt Holding Company, Llc × 75% – 100% of Pt Capital, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Pt Holding Company, Llc: 75% – 100% of Pt Capital, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $117M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pt Arctic Fund I, Lp | Private Equity Fund | $101M | $10.0M | 1 |
| Pt Arctic Tourism Fund Ii Lp | Private Equity Fund | $16.7M | $5.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗