Alta Fundamental Advisers Llc
- Regulatory AUM
- $466M
- Discretionary
- $466M
- Clients
- 18
- Avg AUM / client
- $25.9M
- Accounts
- 18
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 18 | $154M | 33.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $303M | 65.0% |
| Insurance companies | Fewer than 5 clients | $9.0M | 1.93% |
Private funds (17)
View all →Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $836M combined gross assets
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carton, Jeremy | Managing Member | Jan 2013 (14y) | 50% – 75% | |
| Li, Gilbert | Managing Member | Jan 2013 (14y) | 50% – 75% | |
| Pritchard, Scott, Kyle | Chief Compliance Officer | Mar 2018 (8y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (17, $836M gross assets)
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 3.75 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Goldman Sachs $180M (39% of AUM) Mar 2026
- BNY Mellon $54.7M (4% of AUM) Jul 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗