Assetgrade, Llc
- Regulatory AUM
- $338M
- Discretionary
- $338M
- Clients
- 171
- Avg AUM / client
- $2.0M
- Accounts
- 739
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 72 | $32.6M | 9.65% |
| High net worth individuals | 93 | $298M | 88.1% |
| Pension and profit sharing plans | 3 | $7.4M | 2.2% |
| Charitable organizations | 1 | $76.7K | 0.02% |
| Corporations and other businesses | 2 | $70.5K | 0.02% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patrick R Cote | Owner | CFP CFA | Sep 2013 (13y) | ≈ 18.75% – 50% via Patrick Cote Corp. |
| Susan Lynn Powers | Chief Compliance Officer And Owner | CFP CFA | Aug 2015 (11y) | 25% – 50% |
| Katherine W Hennessy | Owner | CFP | Sep 2016 (10y) | 5% – 10% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Patrick Cote Corp. | Owner | Jan 2020 | A | 25% – 50% |
Undisclosed: 0% – 45% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Patrick R Cote: 75% – 100% of Patrick Cote Corp. × 25% – 50% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1010 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $304M (90% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗