Bosera Asset Management (International) Co., Limited
SEC-registered
Broker-Dealer (Dually Registered) · Large ($10B–$100B)
CRD 168895
· SEC file 801-78507
· Hong Kong
· WWW.BOSERA.COM.HK
☆ Save with Pro
ADV data as of Apr 02, 2026
- Regulatory AUM
- $17.3B
- Discretionary
- $17.3B
- Clients
- 51
- Avg AUM / client
- $339M
- Accounts
- 54
- Employees
- 68
AUM over time
$613M
$17.3B
Aug 2013
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | Fewer than 5 clients | $2.1B | 11.9% |
| Pooled investment vehicles (non-investment companies) | 46 | $14.1B | 82.0% |
| Pension and profit sharing plans | 3 | $366M | 2.12% |
| State or municipal government entities | 2 | $696M | 4.03% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lian, Shaodong | Director | Jun 2016 (10y) | Less than 5% | |
| He, Kai | Director | Dec 2022 (4y) | Less than 5% | |
| Ou, Zhiming | Director | Dec 2022 (4y) | Less than 5% | |
| Zhou, Yi | Director | Dec 2022 (4y) | Less than 5% | |
| Wu, Huifeng | Director | May 2023 (3y) | Less than 5% | |
| Pang, Lizhong | Head Of Risk, Legal And Compliance | Sep 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bosera Asset Management Co., Limited | Shareholder | Mar 2010 | A | 75% or more |
| China Merchants Fund Management Co., Ltd. | Shareholder | Jan 2023 | A | 25% – 50% |
| China Merchants Securities Co., Limited | Shareholder | Feb 1999 | B | ≈ 56.25% – 100% via Bosera Asset Management Co., Limited |
| China Merchants Group Limited | Shareholder | Aug 2013 | B | 75% or more of Shenzhen Zhaorong Investment Holding Co., Limited (indirect) |
| State Owned Assets Supervision And Administration Commission Of State Council, Prc | Shareholder | Aug 2013 | B | 75% or more of China Merchants Group Limited (indirect) |
| Cnic Corporate Limited | Shareholder | Jan 2023 | B | ≈ 4.69% – 28.13% via Verise Holdings Company Limited |
| Cmf Holdings Limited | Shareholder | Jan 2023 | B | ≈ 1.76% – 18.75% via Good Image Limited |
| China Merchants Financial Holdings Co., Ltd. | Shareholder | Jan 2023 | B | ≈ 1.32% – 18.75% via Cmf Holdings Limited |
| China Merchants China Direct Investments Limited | Shareholder | Jan 2023 | B | ≈ 9.38% – 37.5% via China Merchants Bank Co., Ltd. |
| Ministry Of Finance Of The People's Republic Of China | Shareholder | Oct 1999 | B | ≈ 9.38% – 37.5% via China Greatwall Asset Management Corporation |
| China Merchants Bank Co., Ltd. | Shareholder | Jan 2023 | B | ≈ 12.5% – 37.5% via China Merchants Fund Management Co., Ltd. |
| Verise Holdings Company Limited | Shareholder | Jan 2023 | B | ≈ 6.25% – 28.13% via China Merchants Bank Co., Ltd. |
| China Merchants Holdings (Hong Kong) Company Limited | Shareholder | Jan 2023 | B | ≈ 6.25% – 28.13% via China Merchants Bank Co., Ltd. |
| Shenzhen Chu Yuan Investment Development Company Ltd. | Shareholder | Jan 2023 | B | ≈ 28.13% – 75% via China Merchants Securities Co., Limited |
| China Greatwall Asset Management Corporation | Shareholder | Jul 1998 | B | ≈ 18.75% – 50% via Bosera Asset Management Co., Limited |
| China Merchants Steam Navigation Co., Limited | Shareholder | Aug 2013 | B | ≈ 14.06% – 50% via China Merchants Securities Co., Limited |
| Good Image Limited | Shareholder | Jan 2023 | B | ≈ 2.34% – 18.75% via China Merchants China Direct Investments Limited |
Estimated effective ownership (look-through of filed bands):
- China Merchants Securities Co., Limited: 75% – 100% of Bosera Asset Management Co., Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Cnic Corporate Limited: 75% – 100% of Verise Holdings Company Limited × 50% – 75% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 4.69% – 28.13% of the firm
- Cmf Holdings Limited: 75% – 100% of Good Image Limited × 25% – 50% of China Merchants China Direct Investments Limited × 75% – 100% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 1.76% – 18.75% of the firm
- China Merchants Financial Holdings Co., Ltd.: 75% – 100% of Cmf Holdings Limited × 75% – 100% of Good Image Limited × 25% – 50% of China Merchants China Direct Investments Limited × 75% – 100% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 1.32% – 18.75% of the firm
- China Merchants China Direct Investments Limited: 75% – 100% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 9.38% – 37.5% of the firm
- Ministry Of Finance Of The People's Republic Of China: 50% – 75% of China Greatwall Asset Management Corporation × 25% – 50% of Bosera Asset Management Co., Limited × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- China Merchants Bank Co., Ltd.: 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Verise Holdings Company Limited: 50% – 75% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 6.25% – 28.13% of the firm
- China Merchants Holdings (Hong Kong) Company Limited: 50% – 75% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 6.25% – 28.13% of the firm
- Shenzhen Chu Yuan Investment Development Company Ltd.: 50% – 75% of China Merchants Securities Co., Limited × 75% – 100% of Bosera Asset Management Co., Limited × 75% – 100% direct ≈ 28.13% – 75% of the firm
- China Greatwall Asset Management Corporation: 25% – 50% of Bosera Asset Management Co., Limited × 75% – 100% direct ≈ 18.75% – 50% of the firm
- China Merchants Steam Navigation Co., Limited: 25% – 50% of China Merchants Securities Co., Limited × 75% – 100% of Bosera Asset Management Co., Limited × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Good Image Limited: 25% – 50% of China Merchants China Direct Investments Limited × 75% – 100% of China Merchants Bank Co., Ltd. × 50% – 75% of China Merchants Fund Management Co., Ltd. × 25% – 50% direct ≈ 2.34% – 18.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(3)
as of Mar 14, 2024
Allegations: INTERNAL CONTROL WAS REQUIRED TO BE TIGHTENED. Status: Pending Summary: THE ADVISORY AFFILIATE HAS STRENGTHENED THE RELEVANT CONTROLS AND IS SUBJECT TO CSRC'S FINAL REVIEW.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 02, 2026.
View current Form ADV (SEC/IAPD) ↗