Wealth Teams Alliance Inc.
- Regulatory AUM
- $224M
- Discretionary
- $224M
- Clients
- 812
- Avg AUM / client
- $276K
- Accounts
- 985
- Employees
- 27
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 760 | $151M | 67.6% |
| High net worth individuals | 52 | $65.0M | 29.0% |
| Charitable organizations | Fewer than 5 clients | $7.5M | 3.35% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Braun Electric Company, Inc. 401(k) Plan C & B Holding Company, Inc. Dba Braun Electric Com | 2024 | |
| Ninyo & Moore Geotechnical & Environmental Sciences Consultants Ninyo & Moore Geotechnical & Environmental Sciences Consultants | 2024 |
People (13)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Guy Eugene Baker | Managing Member | CFP Chartered Financial Consultant | Dec 2016 (10y) | 75% or more |
| Million, Gary, Edwin | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Dane Andrew Petchul | Registered representative | Oct 2015 (11y) | ||
| Shannon Jason Black | Registered representative | Aug 2016 (10y) | ||
| Joshua Oronce | Registered representative | Jul 2021 (5y) | ||
| Keith Conley | Registered representative | CFP | Jan 2024 (3y) | |
| Michael Dean Taylor | Registered representative | Dec 2024 (2y) | ||
| Jonathon Paul Soucier | Registered representative | Jan 2025 (2y) | ||
| Timothy Edward Latimer | Registered representative | Jan 2025 (2y) | ||
| Lance Raymond Howard | Registered representative | Sep 2025 (1y) | ||
| Jae Seon Lee | Registered representative | Oct 2025 (1y) | ||
| Michael Francis Alongi | Registered representative | Jan 2026 (1y) | ||
| Andrea Zilli | Registered representative | CFA | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Braun Electric Company, Inc. 401(k) Plan | C & B Holding Company, Inc. Dba Braun Electric Com | 40 | $7.1M | 01/01/2024 |
| Ninyo & Moore Geotechnical & Environmental Sciences Consultants | Ninyo & Moore Geotechnical & Environmental Sciences Consultants | 570 | $77.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Axos Clearing $71.8M (32% of AUM) Mar 2026
- Charles Schwab & Co. $27.4M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗