Harpswell Capital Advisors, Llc
- Regulatory AUM
- $587M
- Discretionary
- $587M
- Clients
- 79
- Avg AUM / client
- $7.4M
- Accounts
- 79
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 28 | $5.8M | 0.98% |
| High net worth individuals | 6 | $20.6M | 3.51% |
| Banking or thrift institutions | 1 | $416K | 0.07% |
| Charitable organizations | 35 | $308M | 52.5% |
| State or municipal government entities | 7 | $251M | 42.7% |
| Corporations and other businesses | 2 | $1.4M | 0.24% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Moore, John, Patrick | Managing Member/President/Cco | Jul 2013 (13y) | 75% or more | |
| Bryant, Vanessa, Michelle | Vice President | Aug 2020 (6y) | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $463M (79% of AUM) May 2026
- BNY Mellon $105M (18% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.
View current Form ADV (SEC/IAPD) ↗