Governing Dynamics, Llc
State-registered
Wealth Manager · Boutique (under $100M)
CRD 169000
· Woodlands, TX
· WWW.governingdynamicsria.com
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ADV data as of May 28, 2026
- Regulatory AUM
- $9.0M
- Discretionary
- $9.0M
- Clients
- 33
- Avg AUM / client
- $272K
- Accounts
- 33
- Employees
- 3
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 6 | $333K | 3.71% |
| High net worth individuals | 25 | $7.7M | 85.7% |
| Corporations and other businesses | 2 | $947K | 10.6% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Juan Puig | Registered representative | Apr 2018 (8y) | ||
| Eduardo Giralt | Registered representative | Apr 2018 (8y) | ||
| Jose Maria Chacon Soto | Registered representative | Nov 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/28/2026 | 988 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Interactive Brokers May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 28, 2026.
View current Form ADV (SEC/IAPD) ↗