Luken Investment Analytics, Llc
- Regulatory AUM
- $292M
- Discretionary
- $292M
- Clients
- 267
- Avg AUM / client
- $1.1M
- Accounts
- 664
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 184 | $48.6M | 16.6% |
| High net worth individuals | 83 | $239M | 81.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.8M | 0.97% |
| Charitable organizations | Fewer than 5 clients | $14.4K | 0.0% |
| Corporations and other businesses | Fewer than 5 clients | $1.8M | 0.6% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gregory Lee Luken | President | May 2013 (13y) | 75% or more | |
| Carri M Sanford | Chief Compliance Officer | Feb 2017 (10y) | Less than 5% | |
| Mary Hannah O'leary | Registered representative | Chartered Financial Consultant | Jul 2018 (8y) | |
| Jackson Andrew Hornsby | Registered representative | CFP | Sep 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Subscription fees
- • Other fees
- • FINANCIAL PLANNING SERVICES FEE
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- TD Ameritrade $114M (61% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗