Fiduciary Advisor Advocates, Llc
- Regulatory AUM
- $106M
- Discretionary
- $106M
- Clients
- 80
- Avg AUM / client
- $1.3M
- Accounts
- 89
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Apr 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 65 | $14.5M | 13.6% |
| High net worth individuals | 15 | $7.5M | 7.05% |
| Pension and profit sharing plans | Fewer than 5 clients | $23.5M | 22.1% |
| Charitable organizations | Fewer than 5 clients | $43.4M | 40.8% |
| Corporations and other businesses | Fewer than 5 clients | $17.5M | 16.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Opeiu National Retirement Savings Plan Board Of Trustees Of The Opeiu National Retirement Savings Plan | Westbury, NY | 2024 |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mulvey, Thomas, Patrick | Ceo/Chief Compliance Officer | Jul 2013 (13y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Opeiu National Retirement Savings Plan | Board Of Trustees Of The Opeiu National Retirement Savings Plan | 1,810 | $114M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/24/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $82.0M (77% of AUM) Apr 2026
- Empower Trust Co $24.4M (23% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 24, 2026.
View current Form ADV (SEC/IAPD) ↗