Oak Harbor Capital, Llc
- Regulatory AUM
- $442M
- Discretionary
- $442M
- Clients
- 18
- Avg AUM / client
- $24.6M
- Accounts
- 18
- Employees
- 20
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 18 | $442M | 100.0% |
Private funds (16)
View all →Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $553M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Oak Harbor Capital Npl Vii, Llc | Private Equity Fund | Delaware | $85.0M | 52 |
| Magerick, Llc | Private Equity Fund | Delaware | $66.8M | 2 |
| Laelia, Llc | Private Equity Fund | Delaware | $60.0M | 2 |
| Limosa, Llc | Private Equity Fund | Delaware | $54.2M | 2 |
| Oak Harbor Capital Special Opportunities Master Fund, Lp master | Private Equity Fund | Cayman Islands | $47.5M | 2 |
| Isanthes, Llc | Private Equity Fund | Delaware | $46.5M | 1 |
| Oak Harbor Capital Special Opportunities Fund, Lp feeder | Private Equity Fund | Delaware | $38.4M | 32 |
| Ksoh Fund, Llc | Private Equity Fund | Delaware | $38.1M | 2 |
| Dlc Mortgages, Llc | Private Equity Fund | Delaware | $28.0M | 2 |
| Erostylis, Llc | Other Private Fund | Delaware | $26.2M | 1 |
| Argolica, Llc | Private Equity Fund | Delaware | $25.8M | 1 |
| Oak Harbor Capital Special Opportunities Offshore Fund, Ltd feeder | Private Equity Fund | Cayman Islands | $9.1M | 19 |
| Oak Harbor Capital Xii, Llc | Private Equity Fund | Delaware | $8.6M | 51 |
| Bonifera, Llc | Private Equity Fund | Delaware | $8.1M | 1 |
| Arundina, Llc | Private Equity Fund | Delaware | $5.9M | 1 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Weinstein, William, Stephen | Chief Executive/Operating Officer | Jan 2007 (20y) | ≈ 18.75% – 50% via Oak Harbor Holdings, Llc | |
| Fitzpatrick, Peter, Joseph | Chief Legal Officer/Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Bell, Stephen, Leroy | Chief Technology/Information Officer | Jun 2021 (5y) | Less than 5% | |
| Basile, Michael, Louis | Chief Financial Officer | Dec 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Oak Harbor Holdings, Llc | Owner | Jul 2019 | A | 75% or more |
| Holdphrysing, Inc. | Owner | Jul 2019 | B | ≈ 18.75% – 50% via Oak Harbor Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Weinstein, William, Stephen: 25% – 50% of Oak Harbor Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Holdphrysing, Inc.: 25% – 50% of Oak Harbor Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (16, $553M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Oak Harbor Capital Npl Vii, Llc | Private Equity Fund | $85.0M | $0 | 52 |
| Magerick, Llc | Private Equity Fund | $66.8M | $0 | 2 |
| Laelia, Llc | Private Equity Fund | $60.0M | $0 | 2 |
| Limosa, Llc | Private Equity Fund | $54.2M | $0 | 2 |
| Oak Harbor Capital Special Opportunities Master Fund, Lp | Private Equity Fund | $47.5M | $0 | 2 |
| Isanthes, Llc | Private Equity Fund | $46.5M | $0 | 1 |
| Oak Harbor Capital Special Opportunities Fund, Lp | Private Equity Fund | $38.4M | $100K | 32 |
| Ksoh Fund, Llc | Private Equity Fund | $38.1M | $0 | 2 |
| Dlc Mortgages, Llc | Private Equity Fund | $28.0M | $0 | 2 |
| Erostylis, Llc | Other Private Fund | $26.2M | $0 | 1 |
| Argolica, Llc | Private Equity Fund | $25.8M | $0 | 1 |
| Oak Harbor Capital Special Opportunities Offshore Fund, Ltd | Private Equity Fund | $9.1M | $100K | 19 |
| Oak Harbor Capital Xii, Llc | Private Equity Fund | $8.6M | $0 | 51 |
| Bonifera, Llc | Private Equity Fund | $8.1M | $0 | 1 |
| Arundina, Llc | Private Equity Fund | $5.9M | $0 | 1 |
| Lycaste, Llc | Private Equity Fund | $5.4M | $0 | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 4.69 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: FORM D LATE FILING. Status: Final Sanction Detail: THE MONETARY/FINE AMOUNT OF $250 WAS PAID ON MARCH 11, 2021 IN FULL RESOLUTION OF THE MATTER. Summary: THE MATTER HAS BEEN FULLY RESOLVED.
Allegations: ACCORDING TO THE ORDER, THE ADVISER FAILED TO PROPERLY DISCLOSE ITS CONFLICTED ROLE IN AND TO OBTAIN PRIOR INVESTOR CONSENT FOR THREE (3) TRANSACTIONS THAT OCCURRED BETWEEN 2012 AND 2014 INVOLVING THE SALE OF RECEIVABLES BETWEEN ENTITIES OWNED AND/OR MANAGED BY IT. Status: Final Sanction Detail: THE MONETARY PENALTY WAS PAID ON SEPTEMBER 28, 2018. Summary: WITHOUT THE ADVISER ADMITTING OR DENYING THE FINDINGS IN THE SEC'S ADMINISTRATIVE ORDER, THE ADVISER AND THE SEC AGREED TO THE SETTLEMENT. THE ORDER IS FINAL. THE CIVIL MONETARY PENALTY HAS BEEN PAID PURSUANT TO THE TERMS OF THE ORDER.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • SERVICING FEES FOR DEBT RECOVERY SERVICES.
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗