Private Capital Management, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 169172
· SEC file 801-78615
· Naples, FL
· www.pcmvaluefund.com
☆ Save with Pro
ADV data as of Mar 26, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $1.2B
- Clients
- 461
- Avg AUM / client
- $3.1M
- Accounts
- 466
- Employees
- 21
AUM over time
$684M
$1.4B
Sep 2013
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Investments (13F portfolio — 178 positions, $1,004,289,088)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Harrow, Inc. | COM | $56,521,780 | 1,603,000 | 5.63% | 3.91% |
| 2 | Quin Street, Inc. | COM | $53,028,978 | 4,415,402 | 5.28% | 3.67% |
| 3 | Perion Network, Ltd. | COM | $48,731,500 | 4,878,028 | 4.85% | 3.37% |
| 4 | Target Hospitality Corp. | COM | $43,250,544 | 4,660,619 | 4.31% | 2.99% |
| 5 | Kkr & Co, Inc. | COM | $42,868,900 | 463,448 | 4.27% | 2.97% |
| 6 | Bgc Group, Inc. | COM | $40,473,767 | 4,138,422 | 4.03% | 2.8% |
| 7 | Ligand Pharmaceuticals, Inc. | COM | $40,205,717 | 201,381 | 4.0% | 2.78% |
| 8 | Asure Software, Inc. | COM | $34,503,699 | 4,012,058 | 3.44% | 2.39% |
| 9 | Jp Morgan Chase & Co. | COM | $32,929,990 | 111,946 | 3.28% | 2.28% |
| 10 | Secure Waste Infrastructure Corp. | COM | $31,306,591 | 2,008,120 | 3.12% | 2.17% |
| 11 | Matthews International Corp. | COM | $29,556,283 | 1,144,705 | 2.94% | 2.05% |
| 12 | Barrett Business Services, Inc. | COM | $29,177,385 | 999,910 | 2.91% | 2.02% |
| 13 | Lantheus Holdings, Inc. | COM | $27,127,297 | 357,644 | 2.7% | 1.88% |
| 14 | Motorcar Parts Of America, Inc. | COM | $25,434,605 | 2,299,693 | 2.53% | 1.76% |
| 15 | Power Fleet, Inc. | COM | $23,028,723 | 7,476,858 | 2.29% | 1.59% |
| 16 | Astronics Corp. | COM | $21,523,294 | 322,543 | 2.14% | 1.49% |
| 17 | Jefferies Financial Group, Inc. | COM | $21,232,118 | 514,469 | 2.11% | 1.47% |
| 18 | Stone X Group, Inc. | COM | $18,752,375 | 232,516 | 1.87% | 1.3% |
| 19 | Information Services Group, Inc. | COM | $17,938,206 | 4,671,408 | 1.79% | 1.24% |
| 20 | International Workplace Group, Plc | COM | $17,832,602 | 7,492,690 | 1.78% | 1.23% |
| 21 | Acnb Corp. | COM | $17,220,850 | 359,742 | 1.71% | 1.19% |
| 22 | Tronox Holdings, Plc | COM | $16,950,942 | 1,734,999 | 1.69% | 1.17% |
| 23 | Smart Financial, Inc. | COM | $16,731,972 | 428,147 | 1.67% | 1.16% |
| 24 | First American Financial Corp. | COM | $15,944,776 | 264,468 | 1.59% | 1.1% |
| 25 | Pinnacle Financial Partners Inc | COM | $15,790,448 | 183,311 | 1.57% | 1.09% |
Top 25 of 178 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 130 | $22.5M | 1.55% |
| High net worth individuals | 302 | $923M | 63.9% |
| Investment companies | 1 | $70.9M | 4.91% |
| Pooled investment vehicles (non-investment companies) | 7 | $295M | 20.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $6.0M | 0.41% |
| Charitable organizations | 9 | $65.2M | 4.51% |
| Other investment advisers | 7 | $23.9M | 1.65% |
| Corporations and other businesses | 5 | $37.5M | 2.6% |
| Other | Fewer than 5 clients | $999K | 0.07% |
Private funds (8)
Reported in Form ADV Section 7.B.(1), filing of Jul 2024 · $287M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Entrepreneurial Value Fund, L.P. | Hedge Fund | Delaware | $135M | 34 |
| Harmonic Investors Llc Fund I | Other Private Fund | Florida | $54.9M | 75 |
| Harmonic Investors Llc Opportunity Partners Fund | Hedge Fund | Florida | $43.3M | 15 |
| Collier Fund, Ltd. | Hedge Fund | Florida | $25.2M | 30 |
| Harmonic Investors Llc Navigator Fund | Other Private Fund | Florida | $18.6M | 9 |
| Harmonic Investors Llc Hedged Partners Fund | Hedge Fund | Florida | $6.1M | 17 |
| Harmonic Investors Llc Equity Income Plus | Other Private Fund | Florida | $2.1M | 3 |
| Harmonic Investors Llc Explorer Fund | Other Private Fund | Florida | $914K | 2 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Haynes And Boone Retirement Savings Plan Haynes And Boone, Llp | 2024 | |
| Faegre Drinker Retirement Savings Plan 2 Faegre Drinker Biddle & Reath Llp | 2024 | |
| Hall & Evans, Llc Employee Savings Plan Hall & Evans, Llc | 2024 | |
| Schwabplan Retirement Savings And Investment Plan The Charles Schwab Corporation | 2024 | |
| Sherman & Howard Retirement Plan (2) Sherman & Howard L.L.C. | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Charles (Chad) Dameron Atkins | President, Cco And General Counsel | Aug 2013 (13y) | Less than 5% | |
| Gregg Joseph Powers | Chief Executive Officer | Aug 2013 (13y) | 75% or more of Pelican Bay Holdings, Llc & Joelle Investments, Llc (indirect) | |
| Jeffrey Mark Fortier | Registered representative | Oct 2013 (13y) | ||
| David Aaron Sissman | Registered representative | Dec 2013 (13y) | ||
| Max Howard Deifik | Registered representative | Mar 2018 (8y) | ||
| Erick Axel Emmanuel Sonne | Registered representative | CFA | Jul 2022 (4y) | |
| Steven Tarr | Registered representative | CFP | Jun 2023 (3y) | |
| Nicholas G. Schultz | Registered representative | Mar 2025 (1y) | ||
| Andrew Jeffrey Leedy | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Private Capital Management Holdings, Lp | Member | Jun 2014 | A | 75% or more |
| Joelle Investments, Llc | Limited Partner | Jun 2014 | B | ≈ 18.75% – 50% via Private Capital Management Holdings, Lp |
| Pelican Bay Holdings, Llc | General Partner | Jun 2014 | B | GP / trustee / elected manager of Private Capital Management Holdings, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Joelle Investments, Llc: 25% – 50% of Private Capital Management Holdings, Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (8, $287M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Entrepreneurial Value Fund, L.P. | Hedge Fund | $135M | $400K | 34 |
| Harmonic Investors Llc Fund I | Other Private Fund | $54.9M | $500K | 75 |
| Harmonic Investors Llc Opportunity Partners Fund | Hedge Fund | $43.3M | $5.0M | 15 |
| Collier Fund, Ltd. | Hedge Fund | $25.2M | $500K | 30 |
| Harmonic Investors Llc Navigator Fund | Other Private Fund | $18.6M | $500K | 9 |
| Harmonic Investors Llc Hedged Partners Fund | Hedge Fund | $6.1M | $500K | 17 |
| Harmonic Investors Llc Equity Income Plus | Other Private Fund | $2.1M | $5.0M | 3 |
| Harmonic Investors Llc Explorer Fund | Other Private Fund | $914K | $400K | 2 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Haynes And Boone Retirement Savings Plan | Haynes And Boone, Llp | 1,097 | $360M | 01/01/2024 |
| Faegre Drinker Retirement Savings Plan 2 | Faegre Drinker Biddle & Reath Llp | 1,274 | $773M | 01/01/2024 |
| Hall & Evans, Llc Employee Savings Plan | Hall & Evans, Llc | 223 | $45.3M | 01/01/2024 |
| Schwabplan Retirement Savings And Investment Plan | The Charles Schwab Corporation | 32,145 | $8.9B | 01/01/2024 |
| Sherman & Howard Retirement Plan (2) | Sherman & Howard L.L.C. | 113 | $69.7M | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 2.42 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $699M (48% of AUM) Mar 2026
- Charles Schwab & Co. $121M (8% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗