Algebris Investments (Us) Inc.
- Regulatory AUM
- $6.9B
- Discretionary
- $6.9B
- Clients
- 5
- Avg AUM / client
- $1.4B
- Accounts
- 5
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $5.7B | 82.8% |
| Other | 2 | $1.2B | 17.2% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Serra, Davide, Renato Ugo | Owner | Aug 2016 (10y) | ≈ 31.64% – 100% via N1 S.A R.L. | |
| Lasagna, Alexander, Stephen | Director/Cco/ Deputy Ceo | Feb 2018 (9y) | Less than 5% | |
| Conrad, Mark, Douglas | Director, President | Apr 2019 (7y) | Less than 5% | |
| Friedman, James | Secretary | Apr 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Algebris Investments Group Ltd | Owner | May 2023 | A | 75% or more |
| N1 S.A R.L. | Owner | May 2023 | B | ≈ 42.19% – 100% via Algebris Investments Holdings Ltd |
| Algebris Investments Holdings Ltd | Owner | May 2023 | B | ≈ 56.25% – 100% via Algebris Investments Group Ltd |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Serra, Davide, Renato Ugo: 75% – 100% of N1 S.A R.L. × 75% – 100% of Algebris Investments Holdings Ltd × 75% – 100% of Algebris Investments Group Ltd × 75% – 100% direct ≈ 31.64% – 100% of the firm
- N1 S.A R.L.: 75% – 100% of Algebris Investments Holdings Ltd × 75% – 100% of Algebris Investments Group Ltd × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Algebris Investments Holdings Ltd: 75% – 100% of Algebris Investments Group Ltd × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Performance-based fees
- • Other fees
- • COSTS ARE PAID BY ALGEBRIS (UK) LIMITED
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗