Scottsdale Wealth Planning, Inc.
- Regulatory AUM
- $172M
- Discretionary
- $172M
- Clients
- 79
- Avg AUM / client
- $2.2M
- Accounts
- 312
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 36 | $14.9M | 8.68% |
| High net worth individuals | 43 | $157M | 91.3% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Paul Christopher Ohanian | Founder, Chief Compliance Officer, Chief Executive Officer | Oct 2013 (13y) | 75% or more | |
| Rachael Louise Marjory Hodyno | Registered representative | Feb 2018 (8y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: OMITTED MATERIAL FACTS FROM DISCUSSIONS WITH POOL PARTICIPANTS REGARDING A COMMODITIES POOL ("POOL"), WHERE THERE WAS CONCEALMENT OF SIGNIFICANT LOSSES TO INVESTORS BY DELAYING THE DELIVERY OF STATEMENTS TO POOLED PARTICIPANTS, NOT ALLOWING OPPORTUNITY TO INVESTORS TO LIQUIDATE TIMELY. FAILURE TO REGISTER AS A CTA. Status: Final Sanction Detail: FOUR YEAR PROHIBITION FROM TRADING COMMODITIES OR AFFILIATING WITH A REGISTERED ENTITY COMMENCING OCTOBER 8, 2021. PAID $169,000 AS CIVIL MONETARY PENALTY PROMPTLY AFTER ENTRY OF OCTOBER 8, 2021 ORDER. PAID $338,000 AS RESTITUTION PROMPTLY AFTER ENTRY OF OCTOBER 8, 2021 ORDER. Summary: MONETARY PENALTY AND RESTITUTION PAID
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $169M (98% of AUM) Mar 2026
- Fidelity $2.0M (1% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗