Emc Capital Advisors, Llc
- Regulatory AUM
- $305M
- Discretionary
- $305M
- Clients
- 1
- Avg AUM / client
- $305M
- Accounts
- 1
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $305M | 100.0% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kavanagh, David, Michael | Secretary | Jul 1988 (38y) | 75% or more of Dearborn Capital Management, Ltd (indirect) | |
| Al Rayes, Abdullah, M.A | Shareholder | Dec 2003 (23y) | 75% or more of Centum Prata Holding Ag (indirect) | |
| Krautsack, John, Charles | President | Jan 2007 (20y) | ≈ 28.13% – 75% via John Krautsack Trust Ua 01/23/2007 | |
| Meehan, Patrick, Joseph | Managing Member | Apr 2009 (17y) | GP / trustee / elected manager of Smbc Ventures, Llc (indirect) | |
| Gerth, Robin, Ann | Chief Compliance Officer | Oct 2013 (13y) | Less than 5% | |
| Polli, David, F | Managing Director | Oct 2013 (13y) | Less than 5% | |
| Proctor, Brian, Douglas | Managing Director | Oct 2013 (13y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Emc Capital Management, Inc. | Member | Oct 2013 | A | 50% – 75% |
| Knollwood Investment Advisors Llc | Member | Oct 2013 | A | 25% – 50% |
| Smbc Ventures, Llc | Member | Oct 2013 | A | Less than 5% |
| Centum Prata Holding Ag | Shareholder | May 2012 | B | 75% or more of Kia Holdings Inc (indirect) |
| John Krautsack Trust Ua 01/23/2007 | Shareholder | Sep 2013 | B | ≈ 37.5% – 75% via Emc Capital Management, Inc. |
| Dearborn Capital Management, Ltd | Managing Member | Dec 2010 | B | 50% – 75% of Knollwood Investment Advisors, Llc (indirect) |
| Kia Holdings, Inc. | Member | Mar 2012 | B | 25% – 50% of Knollwood Investment Advisors, Llc (indirect) |
Estimated effective ownership (look-through of filed bands):
- Krautsack, John, Charles: 75% – 100% of John Krautsack Trust Ua 01/23/2007 × 75% – 100% of Emc Capital Management, Inc. × 50% – 75% direct ≈ 28.13% – 75% of the firm
- John Krautsack Trust Ua 01/23/2007: 75% – 100% of Emc Capital Management, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/06/2026 | 985 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.
View current Form ADV (SEC/IAPD) ↗