Eastspring Investments Incorporated
- Regulatory AUM
- $49.7M
- Discretionary
- $23.8M
- Clients
- 2
- Avg AUM / client
- $24.9M
- Accounts
- 2
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $49.7M | 100.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $0 | — |
| Charitable organizations | Fewer than 5 clients | $0 | — |
| State or municipal government entities | Fewer than 5 clients | $0 | — |
| Other investment advisers | Fewer than 5 clients | $0 | — |
| Insurance companies | Fewer than 5 clients | $0 | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $0 | — |
| Corporations and other businesses | Fewer than 5 clients | $0 | — |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Appelstein, Matthew, J | Director, Chief Executive Officer | Jun 2020 (6y) | Less than 5% | |
| Muckley, David, Andrew | Cco / Head Compliance, Legal And Governance | Jan 2024 (3y) | Less than 5% | |
| Haider, Salman | Director | Jun 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Eastspring Investments Group Pte. Ltd. | Sole Shareholder | Mar 2021 | A | 75% or more |
| Prudential Corporation Holdings Limited | Sole Shareholder | May 2005 | B | 75% or more of Prudential Singapore Holdings Pte Ltd (indirect) |
| Prudential Holdings Limited | Sole Shareholder | Aug 2004 | B | 75% or more of Prudential Corporation Holdings Limited (indirect) |
| Prudential Corporation Asia Limited | Sole Shareholder | Sep 2013 | B | 75% or more of Prudential Holdings Limited (indirect) |
| Prudential Plc | Sole Shareholder | Jul 2011 | B | 75% or more of Prudential Corporation Asia Limited (indirect) |
| Eastspring Investments Group Pte. Ltd. (Singapore) | Sole Shareholder | Mar 2021 | B | 75% or more of Prudential Corporation Holdings Limited (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY ("FSAN") ALLEGED THAT AFTER PRUDENTIAL PLC ACQUIRED SHARES IN STOREBRAND ASA, IT CROSSED A 5% REPORTING THRESHOLD AND DID NOT IMMEDIATELY NOTIFY THE ISSUER AND THE FSAN, AS REQUIRED BY NORWEGIAN SECURITIES TRADING ACT SECTION 4-3. Status: Final Sanction Detail: SANCTIONS LIMITED TO FINANCIAL CHARGE. NO FURTHER SANCTIONS. Summary: PRUDENTIAL PLC REPORTED THE ACQUISITION TWO DAYS LATER FOLLOWING THE THRESHOLD VIOLATION. THE MATTER HAS BEEN CLOSED. PRUDENTIAL PLC PAID A VIOLATION CHARGE (PENALTY) OF $11,800 USD ON MAY 1, 2015. THERE WERE NO OTHER SANCTIONS AND PRUDENTIAL PLC WAS NOT OBLIGATED TO COMPLY WITH ANY UNDERTAKINGS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Other fees
- • INTRA-GROUP ALLOCATION
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗