Nova Wealth Management, Inc.
- Regulatory AUM
- $248M
- Discretionary
- $222M
- Clients
- 268
- Avg AUM / client
- $924K
- Accounts
- 739
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 203 | $53.7M | 21.7% |
| High net worth individuals | 65 | $194M | 78.3% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 0 | $0 | — |
| Charitable organizations | 0 | $0 | — |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 0 | $0 | — |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amy Novakovich | Chief Compliance Officer/Ceo | CFP | Nov 2013 (13y) | 50% – 75% |
| James Peter Novakovich | President | Nov 2013 (13y) | 50% – 75% | |
| Judd J Garrett | Registered representative | Mar 2024 (2y) | ||
| Scott Tracy Nelson | Registered representative | Jan 2025 (2y) | ||
| Tamara Laura Clingan | Registered representative | Jan 2025 (2y) | ||
| Stephen Alexander Herrington | Registered representative | CFP | Feb 2025 (1y) | |
| Stephanie Gomez | Registered representative | Feb 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 945 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $63.4M (26% of AUM) Mar 2026
- Charles Schwab & Co. $62.0M (25% of AUM) Mar 2026
- Interactive Brokers $5.5M (4% of AUM) Sep 2024
- Pontera $1.8M (1% of AUM) Sep 2024
- The Private Trust Company $1.2M (1% of AUM) Sep 2024
- LPL Financial $1.1M (1% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗