Oliver Luxxe Assets Llc
- Regulatory AUM
- $982M
- Discretionary
- $920M
- Clients
- 463
- Avg AUM / client
- $2.1M
- Accounts
- 1,609
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 94 | $32.3M | 3.29% |
| High net worth individuals | 338 | $802M | 81.6% |
| Pooled investment vehicles (non-investment companies) | 1 | $9.3M | 0.95% |
| Pension and profit sharing plans | 24 | $44.4M | 4.53% |
| Charitable organizations | 2 | $13.3M | 1.35% |
| State or municipal government entities | 1 | $74.0M | 7.54% |
| Corporations and other businesses | 3 | $6.9M | 0.7% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $33.0M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Carapace Buffered Dividend Income Fund Series 2 Of Carapace Funds, Llc | Other Private Fund | Delaware | $13.1M | 31 |
| Carapace Buffered Dividend Income Fund Series 1 Of Carapace Funds, Llc | Other Private Fund | Delaware | $12.1M | 43 |
| Oliver Luxxe Small Cap Equity Private Fund A Series Of Carapace Funds, Llc | Other Private Fund | Delaware | $7.8M | 53 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brad David Jacobson | Principal & Managing Member | May 2014 (12y) | 75% or more | |
| Joseph Conrad Trucano | Director Of Financial Planning | CFP | Jan 2015 (12y) | Less than 5% |
| Flanagan, Laura, Lee | General Counsel/Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Sharma, Joseph, Michael | Principal & Member | Jul 2020 (6y) | 10% – 25% | |
| Matthew Lawrence Biedron | Registered representative | Jun 2017 (9y) | ||
| James Richard Lynch | Registered representative | Jan 2018 (9y) | ||
| Makayla Dale Vazquez | Registered representative | CFP | Apr 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $33.0M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Carapace Buffered Dividend Income Fund Series 2 Of Carapace Funds, Llc | Other Private Fund | $13.1M | $100K | 31 |
| Carapace Buffered Dividend Income Fund Series 1 Of Carapace Funds, Llc | Other Private Fund | $12.1M | $100K | 43 |
| Oliver Luxxe Small Cap Equity Private Fund A Series Of Carapace Funds, Llc | Other Private Fund | $7.8M | $100K | 53 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.52 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Pershing $620M (63% of AUM) Mar 2026
- Charles Schwab & Co. $236M (24% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗