V3 Limited Llc
- Regulatory AUM
- $122M
- Discretionary
- $0
- Clients
- 57
- Avg AUM / client
- $2.1M
- Accounts
- 57
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 50 | $121M | 98.9% |
| Other investment advisers | 1 | $0 | — |
| Corporations and other businesses | 6 | $1.4M | 1.13% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $762K combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| V3 Opportunity Fund I Lp | Private Equity Fund | Delaware | $762K | 6 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kellerman, Todd, Andrew | Principal And Chief Compliance Officer | Nov 2013 (13y) | 50% – 75% | |
| Wray, Timothy, Firestone | Principal | Nov 2013 (13y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $762K gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| V3 Opportunity Fund I Lp | Private Equity Fund | $762K | $500K | 6 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 955 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $44.6M (36% of AUM) Mar 2026
- Merrill Lynch $37.4M (31% of AUM) Mar 2026
- Wells Fargo $28.2M (12% of AUM) Jun 2020
- Goldman Sachs $20.6M (15% of AUM) May 2018
- National Financial Services (Fidelity) $12.7M (10% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗