Cresta Advisors, Ltd.
- Regulatory AUM
- $786M
- Discretionary
- $783M
- Clients
- 333
- Avg AUM / client
- $2.4M
- Accounts
- 630
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 99 | $28.9M | 3.67% |
| High net worth individuals | 111 | $302M | 38.4% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 19 | $31.0M | 3.94% |
| Charitable organizations | 12 | $12.8M | 1.63% |
| State or municipal government entities | 7 | $190M | 24.2% |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 48 | $159M | 20.3% |
| Other | 37 | $61.8M | 7.86% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Serving Children And Adults In Need, Inc. 401(k) Plan Serving Children And Adults In Need, Inc. | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Manuel Eugenio Garza | Partner And Chief Compliance Officer | Oct 2013 (13y) | ≈ 0% – 3.75% via D And G Mgmt Co., Llc | |
| Mark Lawrence Deutsch | Partner | Oct 2013 (13y) | ≈ 0% – 3.75% via D And G Mgmt Co., Llc | |
| Ismael Delgado | Registered representative | Sep 2022 (4y) | ||
| Jeronimo Martinez | Registered representative | Apr 2024 (2y) | ||
| Diego Lucatero | Registered representative | Sep 2024 (2y) | ||
| Claudette Dariel Soto | Registered representative | Jun 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| D And G Mgmt Co., Llc | Owner | Jan 2014 | A | Less than 5% |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Manuel Eugenio Garza: 50% – 75% of D And G Mgmt Co., Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
- Mark Lawrence Deutsch: 50% – 75% of D And G Mgmt Co., Llc × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Serving Children And Adults In Need, Inc. 401(k) Plan | Serving Children And Adults In Need, Inc. | 166 | $6.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 976 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Pershing $719M (91% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗