AUMdb
D&

Dupree & Company, Inc.

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 1697 · SEC file 801-13157 · Lexington, KY
☆ Save with Pro ADV data as of Feb 20, 2026
Regulatory AUM
$888M
Discretionary
$888M
Clients
1
Avg AUM / client
$888M
Accounts
1
Employees
12

AUM over time

$888M $1.4B
Feb 8, 2012 Feb 20, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 20, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $888M 100.0%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Dragoo, Michelle Marie Vice President, Secretary, Treasurer Jun 1996 (30y) Less than 5%
Grimes, Iii, Allen Evans Mr. President, Chief Compliance Officer, Financial Principal, Shareholder, Director Dec 2005 (21y) Less than 5%
Grimes, Lamar Dupree Shareholder/Director Apr 2014 (12y) 25% – 50%
Harrison, Vincent Henry Vice President Oct 2015 (11y) Less than 5%
Combs, Huston Barrow Vice President Dec 2018 (8y) Less than 5%
Bradley, Guy Executor, Estate Of Harriet Dupree Bradley Oct 2023 (3y) 25% – 50% of Estate Of Harriet Dupree Bradley (indirect)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Bank Of The Bluegrass Succ Tr For Clara G Dupree Tr Ua Fbo David G. Dupree Shareholder May 2018 A 25% – 50%
Estate Of Harriet Dupree Bradley, Guy Bradley Executor Shareholder Oct 2023 A 25% – 50%
Bank Of The Bluegrass Succ Tr For Clara G Dupree Tr Ua Fbo Harriet Dupree Bradley Shareholder May 2018 A 5% – 10%
Bank Of The Bluegrass Succ Tr For Clara G Dupree Tr Ua Fbo Lamar Dupree Grimes Shareholder May 2018 A 5% – 10%
Bank Of The Bluegrass & Trust Company Trustee May 2018 A Less than 5%
Bank Of The Bluegrass & Trust Company Trustee May 2018 B 25% – 50% of Clara G Dupree Trusts (indirect)

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/20/2026 849 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.

View current Form ADV (SEC/IAPD) ↗