MS
Maine Securities Corporation
State-registered
Insurance-Affiliated · Boutique (under $100M)
CRD 16976
· Portland,, ME
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ADV data as of Jun 11, 2025
- Regulatory AUM
- $25.7M
- Discretionary
- $25.7M
- Clients
- 26
- Avg AUM / client
- $987K
- Accounts
- 26
- Employees
- 1
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $11.3M | 44.1% |
| High net worth individuals | 4 | $13.2M | 51.3% |
| Charitable organizations | 0 | $581K | 2.27% |
| Corporations and other businesses | 2 | $615K | 2.4% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bradley Chris Mccurtain | Registered representative | Jun 2003 (23y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2025 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Market timing services
- • Educational seminars/workshops
Custody
Reported custodians
- Hilltop Securities Inc. $9.5M (37% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2025.
View current Form ADV (SEC/IAPD) ↗