Bridgewater Asset Management Llc
- Regulatory AUM
- $351M
- Discretionary
- $350M
- Clients
- 401
- Avg AUM / client
- $874K
- Accounts
- 1,092
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 231 | $48.0M | 13.7% |
| High net worth individuals | 165 | $294M | 83.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.2M | 0.64% |
| Charitable organizations | 5 | $3.8M | 1.08% |
| Corporations and other businesses | Fewer than 5 clients | $2.7M | 0.76% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robert Francis Balice | Managing Member And Chief Compliance Officer | Jan 2013 (14y) | ≈ 28.13% – 75% via Bridgewater Legacy Partners, Llc | |
| Thomas Lake Ross | Managing Member | Chartered Financial Consultant | Jan 2013 (14y) | ≈ 28.13% – 75% via Bridgewater Legacy Partners, Llc |
| Christopher Louis Winkelmann | Registered representative | CFP | Mar 2014 (12y) | |
| Joseph Patrick Griffard | Registered representative | CFP | Dec 2016 (10y) | |
| Molly Ann Vielweber | Registered representative | Dec 2016 (10y) | ||
| Andrew Robert Balice | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bridgewater Holdco, Llc | Member | Jul 2022 | A | 75% or more |
| Bridgewater Legacy Partners, Llc | Member | Jul 2022 | B | ≈ 56.25% – 100% via Bridgewater Holdco, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Robert Francis Balice: 50% – 75% of Bridgewater Legacy Partners, Llc × 75% – 100% of Bridgewater Holdco, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Thomas Lake Ross: 50% – 75% of Bridgewater Legacy Partners, Llc × 75% – 100% of Bridgewater Holdco, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Bridgewater Legacy Partners, Llc: 75% – 100% of Bridgewater Holdco, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 959 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $345M (98% of AUM) Mar 2026
- Charles Schwab & Co. $6.0M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗