Towneley Capital Management, Inc.
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 240
- Avg AUM / client
- $4.6M
- Accounts
- 424
- Employees
- 12
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 93 | $51.8M | 4.74% |
| High net worth individuals | 61 | $231M | 21.1% |
| Pension and profit sharing plans | 5 | $32.3M | 2.95% |
| Charitable organizations | 15 | $537M | 49.2% |
| Insurance companies | 1 | $21.1M | 1.93% |
| Corporations and other businesses | 4 | $29.9M | 2.73% |
| Other | 61 | $190M | 17.4% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Optical Society Of America Defined Contribution Retirement Plan Optical Society Of America | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mccain, Wesley, George | Chairman | Jul 1979 (47y) | Less than 5% | |
| Ernest Daniel Garrett | Vice President Of Investment Services | CFP | Dec 2013 (13y) | Less than 5% |
| Tracy Ann Kuntz | President, Chief Operating Officer And Chief Compliance Officer | CFP | Dec 2013 (13y) | Less than 5% |
| Paredes, Miguel | Trustee | Dec 2018 (8y) | GP / trustee / elected manager of The Tcm Employee Stock Ownership Trust (indirect) | |
| Robyn Lynn Clarke | Registered representative | CFP | Dec 2013 (13y) | |
| Martin Daniel Standish | Registered representative | CFP CFA | Mar 2019 (7y) | |
| Omid Eftekhari | Registered representative | CFA | Dec 2022 (4y) | |
| Carlos Ortega | Registered representative | CFP | Jul 2023 (3y) | |
| Paula Durrant | Registered representative | CFP | Nov 2023 (3y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Tcm Employee Stock Ownership Trust | Trust | Dec 2013 | A | 75% or more |
| Manastee River Revocable Trust | Trust | Dec 2013 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Optical Society Of America Defined Contribution Retirement Plan | Optical Society Of America | 141 | $67.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/06/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (94% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 06, 2026.
View current Form ADV (SEC/IAPD) ↗