Jim Saulnier & Associates, Llc
- Regulatory AUM
- $286M
- Discretionary
- $286M
- Clients
- 184
- Avg AUM / client
- $1.6M
- Accounts
- 627
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 98 | $70.9M | 24.8% |
| High net worth individuals | 86 | $215M | 75.2% |
| Charitable organizations | Fewer than 5 | $226K | 0.08% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Henry Saulnier | Managing Member And Chief Compliance Officer | CFP | Nov 2013 (13y) | 75% or more |
| Christopher William Stein | Registered representative | CFP | Nov 2018 (8y) | |
| Thomas Gregory Darden | Registered representative | CFP | Sep 2019 (7y) | |
| Jacob David Von Loh | Registered representative | CFP | May 2021 (5y) | |
| Jacob Turner | Registered representative | Mar 2024 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 977 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $255M (89% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗