AUMdb

Copper Harbor Investment Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 169978 · SEC file 801-81035 · Appleton, WI · WWW.COPPERHARBOR.US
☆ Save with Pro ADV data as of Mar 11, 2026
Regulatory AUM
$805M
Discretionary
$805M
Clients
250
Avg AUM / client
$3.2M
Accounts
250
Employees
6

AUM over time

$106M $805M
Feb 19, 2015 Mar 11, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 106 $48.0M 5.96%
High net worth individuals 120 $700M 87.0%
Pension and profit sharing plans 14 $40.0M 4.97%
Charitable organizations 2 $5.0M 0.62%
Corporations and other businesses 8 $12.0M 1.49%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Werner Electric Supply Co. 401(k) Profit Sharing Plan Werner Electric Supply Co. 2024

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Steven Nicholas Hooyman President, Member, Cco CFP Dec 2013 (13y) 25% – 50%
Amy Johanna Sitter Partner, Member May 2016 (10y) 10% – 25%
Jesse Lincoln Nelson Partner, Member CFP Jan 2019 (8y) 10% – 25%
Ramon Garrido Mateos Partner, Member Jan 2019 (8y) 10% – 25%
Robert Joseph Moore Partner, Member Sep 2023 (3y) 10% – 25%
Miranda Rae Hoffman Registered representative CFP Oct 2024 (2y)

Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (1)

PlanSponsorParticipantsPlan assetsAs of
Werner Electric Supply Co. 401(k) Profit Sharing Plan Werner Electric Supply Co. 451 $70.1M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/11/2026 959 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.

View current Form ADV (SEC/IAPD) ↗