Petix & Botte Company
- Regulatory AUM
- $412M
- Discretionary
- $412M
- Clients
- 473
- Avg AUM / client
- $871K
- Accounts
- 783
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Investments (13F portfolio — 137 positions, $448,844,226)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $47,906,524 | 625,904 | 10.7% | 11.6% |
| 2 | Invesco Actively Managed Exc | TOTAL RETURN | $22,934,378 | 489,736 | 5.11% | 5.57% |
| 3 | Ishares Tr | CORE MSCI EAFE | $19,296,024 | 213,146 | 4.3% | 4.68% |
| 4 | Ishares Tr | CORE S&P US GWT | $18,864,396 | 121,619 | 4.2% | 4.58% |
| 5 | Invesco Exch Traded Fd Tr Ii | EQUAL WEGT 0-30 | $17,638,840 | 646,593 | 3.93% | 4.28% |
| 6 | First Tr Exchange Traded Fd | SHS | $15,273,758 | 324,767 | 3.4% | 3.71% |
| 7 | Ishares Tr | CORE S&P US VLU | $14,745,711 | 144,214 | 3.29% | 3.58% |
| 8 | First Tr Exchange Traded Fd | FIRST TR ENH NEW | $13,216,892 | 221,089 | 2.94% | 3.21% |
| 9 | Spdr Series Trust | STATE STREET SPD | $13,174,409 | 134,560 | 2.94% | 3.2% |
| 10 | Invesco Exch Traded Fd Tr Ii | NASDAQ 100 ETF | $12,915,930 | 54,353 | 2.88% | 3.14% |
| 11 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $12,385,742 | 181,396 | 2.76% | 3.01% |
| 12 | Janus Detroit Str Tr | HENDRSON AAA CL | $12,281,584 | 243,827 | 2.74% | 2.98% |
| 13 | Invesco Exch Traded Fd Tr Ii | S&P 500 REVENUE | $11,832,862 | 102,976 | 2.64% | 2.87% |
| 14 | First Tr Exchange Traded Fd | FST LOW OPPT EFT | $10,634,832 | 213,509 | 2.37% | 2.58% |
| 15 | Ishares Tr | CORE S&P MCP ETF | $10,483,216 | 155,238 | 2.34% | 2.54% |
| 16 | Vanguard Bd Index Fds | TOTAL BND MRKT | $10,225,748 | 138,864 | 2.28% | 2.48% |
| 17 | Vanguard Index Fds | GROWTH ETF | $9,979,804 | 22,848 | 2.22% | 2.42% |
| 18 | First Tr Exchange Trad Fd Vi | FST TR GLB FD | $9,503,180 | 331,007 | 2.12% | 2.31% |
| 19 | Vanguard Scottsdale Fds | INT-TERM CORP | $8,772,098 | 106,006 | 1.95% | 2.13% |
| 20 | Vanguard Index Fds | TOTAL STK MKT | $8,446,241 | 26,327 | 1.88% | 2.05% |
| 21 | Invesco Qqq Tr | UNIT SER 1 | $8,076,998 | 13,993 | 1.8% | 1.96% |
| 22 | Costco Wholesale Corporation | COM | $7,955,360 | 7,984 | 1.77% | 1.93% |
| 23 | Ishares Tr | FALN ANGLS USD | $6,585,628 | 246,470 | 1.47% | 1.6% |
| 24 | Spdr Series Trust | STATE STREET SPD | $6,506,138 | 71,092 | 1.45% | 1.58% |
| 25 | First Tr Exchange Traded Fd | SENIOR LN FD | $6,089,398 | 135,926 | 1.36% | 1.48% |
Top 25 of 137 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 212 | $69.9M | 17.0% |
| High net worth individuals | 261 | $339M | 82.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.7M | 0.64% |
| Corporations and other businesses | Fewer than 5 clients | $389K | 0.09% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Vickie Linn Petix Reichert | Partner | CFP | May 2014 (12y) | 50% – 75% |
| Andrew Williams | Managing Member & Chief Compliance Officer | CFP | Jan 2021 (6y) | 50% – 75% |
| Paul William Botte | Registered representative | CFP | Jan 2024 (3y) | |
| Connor Scott Buckley | Registered representative | CFP | Jul 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 916 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $412M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗