Financial Northeastern Securities, Llc
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ADV data as of Mar 04, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 42
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | — | — |
| High net worth individuals | Fewer than 5 clients | — | — |
| Charitable organizations | Fewer than 5 clients | — | — |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barry Mitchell Milstein | Registered representative | Jan 2007 (20y) | ||
| Florence A Millahn | Registered representative | Jan 2007 (20y) | ||
| Colleen Ann Campana | Registered representative | Jan 2007 (20y) | ||
| Robert Scott Lerman | Registered representative | Jan 2007 (20y) | ||
| De Huu Nguyen | Registered representative | Jan 2009 (18y) | ||
| Daniel Louis Miceli | Registered representative | Nov 2015 (11y) | ||
| David Lewis | Registered representative | Jul 2020 (6y) | ||
| Steven C Azzato | Registered representative | Feb 2024 (3y) | ||
| Sandralin Josephine Kiss | Registered representative | Jun 2025 (1y) | ||
| Jonathan Daniel Ludwig | Registered representative | Feb 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/04/2026 | 1.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 04, 2026.
View current Form ADV (SEC/IAPD) ↗