Levin Funding Group Llc
- Regulatory AUM
- $215M
- Discretionary
- $215M
- Clients
- 58
- Avg AUM / client
- $3.7M
- Accounts
- 165
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $5.1M | 2.37% |
| High net worth individuals | 33 | $182M | 84.3% |
| Pension and profit sharing plans | 2 | $4.3M | 1.98% |
| Charitable organizations | 4 | $4.7M | 2.18% |
| Insurance companies | 1 | $7.7M | 3.6% |
| Corporations and other businesses | 3 | $12.1M | 5.62% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Levin, Kimberly, Annette | Trustee | Apr 2004 (22y) | ≈ 18.75% – 50% via John And Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 | |
| John David Levin | Managing Member | Chartered Financial Consultant | Dec 2013 (13y) | ≈ 56.25% – 100% via John And Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 |
| Levin, Kimberlee, Seon | Chief Compliance Officer | Nov 2021 (5y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| John And Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 | Owner | Dec 2013 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Levin, Kimberly, Annette: 25% – 50% of John And Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 × 75% – 100% direct ≈ 18.75% – 50% of the firm
- John David Levin: 75% – 100% of John And Kimberly Levin Exempt Trust C/U/A/D 12/14/2017 × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 987 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $198M (92% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗