Grenda Group Llc
- Regulatory AUM
- $34.7M
- Discretionary
- $34.7M
- Clients
- 176
- Avg AUM / client
- $197K
- Accounts
- 254
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Nov 12, 2021
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 170 | $28.8M | 83.1% |
| High net worth individuals | 5 | $5.1M | 14.8% |
| Pooled investment vehicles (non-investment companies) | 1 | $708K | 2.04% |
People (1)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Grenda, Gregory, Micheal | President And Chief Compliance Officer | Jan 2014 (13y) | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 11/12/2021 | 1.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: DEFENDANT GREGORY GRENDA VIOLATED ADVISERS ACT SECTION 203(F). GREGORY GRENDA AIDED AND ABETTED GRENDA GROUP'S VIOLATIONS OF ADVISERS ACT SECTION 203(F), AND IS LIABLE UNDER THAT SECTION PURSUANT TO ADVISERS ACT SECTION 209(F), AND VIOLATED ADVISERS ACT SECTION 206(1), AND ADVISERS ACT SECTION 206(2). GREGORY GRENDA AIDED AND ABETTED GRENDA GROUP'S VIOLATIONS OF ADVISERS ACT SECTIONS 206(1) AND 206(2), AND IS LIABLE UNDER THOSE SECTIONS PURSUANT TO ADVISERS ACT SECTION 209(F). Status: Pending Summary: SEC COMPLAINT CASE 1:18-CV-00954, WAS FILED AUGUST 30, 2018 WITH THE UNITED STATES DISTRICT COURT - WESTERN DISTRICT OF NEW YORK (BUFFALO). PLAINTIFF AND DEFENDANT MUTUALLY ENTERED INTO MEDIATION IN MAY OF 2019. NO OUTCOME HAS BEEN REACHED TO DATE AND THERE ARE CURRENTLY NO COURT DATES SET.
Allegations: DEFENDANT GREGORY GRENDA VIOLATED ADVISERS ACT SECTION 203(F). GREGORY GRENDA AIDED AND ABETTED GRENDA GROUP'S VIOLATIONS OF ADVISERS ACT SECTION 203(F), AND IS LIABLE UNDER THAT SECTION PURSUANT TO ADVISERS ACT SECTION 209(F), AND VIOLATED ADVISERS ACT SECTION 206(1), AND ADVISERS ACT SECTION 206(2). GREGORY GRENDA AIDED AND ABETTED GRENDA GROUP'S VIOLATIONS OF ADVISERS ACT SECTIONS 206(1) AND 206(2), AND IS LIABLE UNDER THOSE SECTIONS PURSUANT TO ADVISERS ACT SECTION 209(F). Status: Pending Summary: SEC COMPLAINT CASE 1:18-CV-00954, WAS FILED AUGUST 30, 2018 WITH THE UNITED STATES DISTRICT COURT - WESTERN DISTRICT OF NEW YORK (BUFFALO). PLAINTIFF AND DEFENDANT MUTUALLY ENTERED INTO MEDIATION IN MAY OF 2019. NO OUTCOME HAS BEEN REACHED TO DATE AND THERE ARE CURRENTLY NO COURT DATES SET.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Nov 12, 2021.
View current Form ADV (SEC/IAPD) ↗