Ally Invest Advisors Inc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 170301
· SEC file 801-79305
· Charlotte, NC
· secure.ally.com
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ADV data as of Apr 01, 2026
- Regulatory AUM
- $1.7B
- Discretionary
- $1.7B
- Clients
- 83,199
- Avg AUM / client
- $20.7K
- Accounts
- 79,536
- Employees
- 8
AUM over time
$0
$1.7B
Dec 2013
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 83,137 | $1.6B | 95.1% |
| High net worth individuals | 62 | $85.1M | 4.93% |
People (89)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Miteshkumar D Patel | President | CFA | Jun 2019 (7y) | Less than 5% |
| Gerald Krager | Chief Compliance Officer | Mar 2020 (6y) | Less than 5% | |
| Martin, Alex, Michael | Chief Financial Officer | Jul 2020 (6y) | Less than 5% | |
| Loretta Ballard Spangard | Director | Jan 2022 (5y) | Less than 5% | |
| George Andrew Trabookis | Registered representative | Feb 2020 (6y) | ||
| Cheryl Gunar Thompson | Registered representative | Jun 2020 (6y) | ||
| Matthew Kenneth Odom | Registered representative | Jul 2020 (6y) | ||
| Jeffrey Maurice Harris | Registered representative | Feb 2021 (5y) | ||
| Brandon Michael Shephard | Registered representative | Aug 2021 (5y) | ||
| Christopher Michael Gee | Registered representative | Oct 2021 (5y) | ||
| Russell Westover Martin | Registered representative | Oct 2021 (5y) | ||
| Ather Naqi | Registered representative | Oct 2021 (5y) | ||
| Brett Kincade | Registered representative | Oct 2021 (5y) | ||
| Darren White | Registered representative | Oct 2021 (5y) | ||
| Derek Lightner | Registered representative | Oct 2021 (5y) | ||
| James Edward Lenoir | Registered representative | Oct 2021 (5y) | ||
| Joshua Smail | Registered representative | Oct 2021 (5y) | ||
| Michael Matzner | Registered representative | Oct 2021 (5y) | ||
| Mohammad Hameed | Registered representative | Oct 2021 (5y) | ||
| Shannon Lea Christensen | Registered representative | Oct 2021 (5y) | ||
| William Chase Causey | Registered representative | Oct 2021 (5y) | ||
| John William Ratey | Registered representative | Oct 2021 (5y) | ||
| Dariya Rentuk | Registered representative | Oct 2021 (5y) | ||
| Derek Eugene Petrella | Registered representative | Oct 2021 (5y) | ||
| Serena Rizzo | Registered representative | Oct 2021 (5y) | ||
| Wesley Price | Registered representative | Oct 2021 (5y) | ||
| Brian Hodgeman | Registered representative | Oct 2021 (5y) | ||
| Christopher David Holt | Registered representative | Oct 2021 (5y) | ||
| Sarah Ann Khan | Registered representative | Oct 2021 (5y) | ||
| Ryan N Zutter | Registered representative | CFP | Oct 2021 (5y) | |
| Raymond Edward Lancaster | Registered representative | Nov 2021 (5y) | ||
| Kamden Gaines | Registered representative | Nov 2021 (5y) | ||
| Jacob Misialek | Registered representative | Nov 2021 (5y) | ||
| Mitchell Patrik Zaelit | Registered representative | Nov 2021 (5y) | ||
| Melissa Sue Johns | Registered representative | Nov 2021 (5y) | ||
| Susan Monahan | Registered representative | Nov 2021 (5y) | ||
| Eugene Henry Davis | Registered representative | Nov 2021 (5y) | ||
| Sammy Santacruz | Registered representative | Nov 2021 (5y) | ||
| Janet Ann Wulf | Registered representative | Nov 2021 (5y) | ||
| John Colton Knowles | Registered representative | Dec 2021 (5y) | ||
| Jamie Christen Gore | Registered representative | Jan 2022 (5y) | ||
| Domenico Matteo Napolitano | Registered representative | Feb 2022 (4y) | ||
| Lathan Shaun Hunter | Registered representative | Feb 2022 (4y) | ||
| Luke A Gentry | Registered representative | Mar 2022 (4y) | ||
| Jonathan Kisch | Registered representative | Mar 2022 (4y) | ||
| Hameem Syed Shah | Registered representative | Mar 2022 (4y) | ||
| Roberto Deaguero | Registered representative | Mar 2022 (4y) | ||
| Scott Brian Makowski | Registered representative | Apr 2022 (4y) | ||
| Benjamin Regalado Schottenfels | Registered representative | CFP | Apr 2022 (4y) | |
| Sheri Lynn Bartyzel | Registered representative | Apr 2022 (4y) | ||
| Jamal Jordan | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Dylan K Hood | Registered representative | Jun 2022 (4y) | ||
| Leslie Antoinette Kelly | Registered representative | Aug 2022 (4y) | ||
| Ashley Marie Liggins | Registered representative | Sep 2022 (4y) | ||
| Titilope Jinadu | Registered representative | Oct 2022 (4y) | ||
| Samantha Denise Newsom | Registered representative | Oct 2022 (4y) | ||
| Deryck Ian Gryne | Registered representative | Dec 2022 (4y) | ||
| Daniel Andrew Kleiner | Registered representative | Mar 2023 (3y) | ||
| Zachary Raymond Gibson | Registered representative | Mar 2023 (3y) | ||
| Kathy Lynn Wilson | Registered representative | Apr 2023 (3y) | ||
| Johnny Arthur Williams | Registered representative | CFP | May 2023 (3y) | |
| Iman Howard | Registered representative | May 2023 (3y) | ||
| Christopher Hernandez | Registered representative | Jun 2023 (3y) | ||
| Shane Jeremy Robertson | Registered representative | Jun 2023 (3y) | ||
| Shelton Stevie Lester | Registered representative | Jul 2023 (3y) | ||
| Bryan Marciniak | Registered representative | Sep 2023 (3y) | ||
| Horace Richard Carney | Registered representative | CFP | Mar 2024 (2y) | |
| Holly Vest | Registered representative | Mar 2024 (2y) | ||
| Troy Talamelli | Registered representative | Jun 2024 (2y) | ||
| Eric W Jones | Registered representative | Jul 2024 (2y) | ||
| Evan Armstrong | Registered representative | Aug 2024 (2y) | ||
| Jacob Zaire Robinson | Registered representative | Nov 2024 (2y) | ||
| Nathan Harris | Registered representative | Jan 2025 (2y) | ||
| Jorge Mario Espinoza | Registered representative | Feb 2025 (1y) | ||
| Jonathan Ament | Registered representative | Jun 2025 (1y) | ||
| Juan Rosas | Registered representative | Aug 2025 (1y) | ||
| Peter John Dolan | Registered representative | Aug 2025 (1y) | ||
| Justin Tak | Registered representative | Oct 2025 (1y) | ||
| Jonathan Allen Hancock | Registered representative | Oct 2025 (1y) | ||
| Ryan Joshua Russell | Registered representative | Oct 2025 (1y) | ||
| Samuel Aussieker | Registered representative | Nov 2025 (1y) | ||
| Connor Snook | Registered representative | Mar 2026 (0y) | ||
| Charles Aldon Gordon | Registered representative | Apr 2026 (0y) | ||
| Tiarra Coleman | Registered representative | Jun 2026 (0y) | ||
| Sharon Elizabeth Morrow | Registered representative | Jun 2026 (0y) | ||
| Thomas Christopher Kemp | Registered representative | CFA | Jun 2026 (0y) | |
| Charles P Sours | Registered representative | Jun 2026 (0y) | ||
| Desiree Ceara Coleman | Registered representative | Jul 2026 (0y) | ||
| Patricia Amber Strong | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ally Invest Group Inc. | Majority Shareholder | Sep 2012 | A | 75% or more |
| Ally Financial Inc. | Shareholder | Jun 2016 | B | ≈ 56.25% – 100% via Ally Invest Group Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Ally Financial Inc.: 75% – 100% of Ally Invest Group Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.51 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Apex Clearing $1.7B (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗