Chartwell Investment Partners, Llc
SEC-registered
Institutional / Pension Advisor · Large ($10B–$100B)
CRD 170335
· SEC file 801-79127
· Berwyn, PA
· www.linkedin.com
☆ Save with Pro
ADV data as of May 13, 2026
- Regulatory AUM
- $13.0B
- Discretionary
- $9.7B
- Clients
- 340
- Avg AUM / client
- $38.2M
- Accounts
- 340
- Employees
- 31
AUM over time
$0
$13.0B
Sep 2013
May 2026
Annual snapshots from Form ADV filings · as of May 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 49 | $39.2M | 0.3% |
| High net worth individuals | Fewer than 5 clients | $4.4M | 0.03% |
| Banking or thrift institutions | Fewer than 5 clients | $2.2B | 16.7% |
| Investment companies | 10 | $2.1B | 16.1% |
| Pooled investment vehicles (non-investment companies) | 2 | $1.8M | 0.01% |
| Pension and profit sharing plans | 200 | $5.5B | 42.7% |
| Charitable organizations | 15 | $181M | 1.4% |
| State or municipal government entities | 5 | $419M | 3.23% |
| Corporations and other businesses | 23 | $1.8B | 13.6% |
| Other | 36 | $771M | 5.95% |
Nonprofit clients
Charities that reported this firm as a top-paid contractor (investment services) on Form 990.
| Charity | Location | Period |
|---|---|---|
| Operating Engineers Health And Welfare Trust Fund EIN 942784001 | Bothell, WA | 12/31/2024 |
| National Stabilization Agreement Of Sheet Metal Workers Industry Tr Fd EIN 237315003 | Falls Church, VA | 12/31/2024 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Electricians Pension Plan, Ibew 995 Trustees Of The Electricians Pension Plan, Ibew 995 | 2024 | |
| Upstate New York Bakery Drivers And Industry Pension Fund Trustees Of The Upstate New York Bakery Drivers And Industry Pension F | Syracuse, NY | 2024 |
| Laborers Local 57 Industrial Pension Plan Trustees Of Laborers Local 57 Industrial Pension | 2024 | |
| Plumbers & Steamfitters Local 43 Pension Fund Plumbers & Steamfitters Local 43 Pension Fund | 2024 | |
| No Calif Glaziers, Architectural Metal And Glassworkers Pension Plan Board Of Trustees, No. Calif. Glaziers Architectural Metal & Glas | 2024 | |
| Laborers' Local #157 Annuity Fund Laborers' Local #157 Annuity Fund | Schenectady, NY | 2024 |
| Journeymen & Apprentices Of Local 188 Pension Fund Trustees Of Journeymen & Apprentices Of Local 188 Pension Fund | 2024 | |
| Laborers' Local #157 Pension Fund Laborers' Local #157 Pension Fund | Schenectady, NY | 2024 |
| B.A.C. Local No. 3 Defined Contribution Pension Plan Board Of Trustees, B.A.C. Local 3 Pension Trust Fund | 2024 | |
| United Food & Commercial Workers Union Local 152 Retail Meat Pension Plan Board Of Trustees, United Food & Commercial Workers Union Local 152 | 2024 | |
| International Union Of Painters And Allied Trades District Council No. 21 Annuity Fund International Union Of Painters & Allied Trades Dc No. 21 Annuity Fund | 2024 | |
| Bricklayers & Allied Craftsmen Local 2 Annuity Fund Board Of Trustees Bricklayers & Allied Craftsmen Local 2 Annuity Fd | 2024 | |
| Bricklayers & Allied Craftworkers, Loc 2, Albany Ny Pension Fund Bot Bricklayers & Allied Craftworkers,L 2, Albany,Ny Pens Fd | 2024 | |
| Cumberland, Md & Vicinity Building & Construction Employees Trust Fund Cumberland, Md & Vicinity Building & Construction Employees Trust Fun | 2024 | |
| Plasterers' Local 8 Pension Fund Trustees Of Plasterers' Local 8 Pension Fund | 2024 | |
| Bricklayers Allied Craftsmen Pension Plan Local No 3 Board Of Trustees Bricklayers Allied Craftsmen Pension Plan | 2024 | |
| Sheet Metal Workers Pension Fund Of Local Union No. 19 Sheet Metal Workers Pension Fund Of Local Union | 2024 | |
| Laborers' District Council Construction Industry Pension Fund Laborers' District Council Construction Industry Pension Fund | Philadelphia, PA | 2024 |
| Cement Masons Union Local 592 Pension Plan Trustees Of The Cement Masons Union Local 592 Pension Plan | 2024 | |
| Texas Iron Workers' Pension Plan Board Of Trustees, Texas Iron Workers' Pension Plan | 2024 | |
| Eastern Atlantic States Carpenters Pension Fund Board Of Trustees Eastern Atlantic States Carpenters Pension Fund | 2024 | |
| International Painters And Allied Trades Industry Pension Plan Intl Painters & Allied Trades Ind. Pension Fund Board Of Trustees | 2024 | |
| Bac Local No. 1 Washington Pension Trust Bac Local No. 1 Washington Pension Trust | 2024 | |
| Steamfitters Local Union No. 420 Pension Plan Board Of Trustees Of Steamfitters Lu 420 Pension Plan | 2024 | |
| Plumbers & Pipefitters Local Union No. 74 Pension Fund Bd Of Ttee Of Plum & Pipe Lu No 74 Pipefitters Lu No. 74 Pension Fund | 2024 | |
| Marble, Tile, And Terrazzo Workers Pension Fund Board Of Trustees Of The Marble,Tile And Terrazzo | 2024 | |
| Asbestos Workers Local 42 Pension Fund Asbestos Workers Local 42 Pension Fund | Southeastern, PA | 2024 |
| Joint Pension Fund Of Local Union No 102 Joint Pension Fund Of Local Union No 102 Ibew Board Of Trustees | 2024 | |
| Eastern Atlantic States Carpenters Annuity Fund Board Of Trustees Eastern Atlantic States Carpenters Annuity Fund | 2024 | |
| The Hartford Investment And Savings Plan Hartford Fire Insurance Company | 2024 | |
| Mcasf Local 725 Defined Contribution Retirement Plan Board Of Trustees Mcasf Local 725 Defined Contribution Retirement Plan | 2024 | |
| Mcasf Local 725 Pension Plan Board Of Trustees Mcasf Local 725 Pension Trust Fund | 2024 | |
| Plumbers & Steamfitters Local 83 Pension Fund Plumbers & Steamfitter Local 83 | 2024 | |
| Marble,Tile And Terrazzo Workers Individual Account Fund Trustees Of The Marble,Tile And Terrazzo Workers | 2024 | |
| Bricklayers & Allied Craftworkers Local No. 4 Of New Jersey Pension Plan B.A.C. Local No. 4 Pension Fund | 2024 | |
| Pension Trust Fund For Operating Engineers Board Of Trustees, Pension Trust Fund For Operating | 2024 | |
| Felra & Ufcw Pension Plan Board Of Trustees, Felra & Ufcw Pension | Sparks, MD | 2024 |
| United Assn Full Time Sal Off & Emp Of Locl Unions Councils, St & Prov Pen Plan U A Local Union Officers & Employees Pension Fund | Annapolis, MD | 2024 |
| District Council 82 Painting Industry Pension Plan Trustees Of District Council 82 Painting Industry Pension Plan | 2024 | |
| Roofers Union Local 30 Combined Pension Fund Joint Board Of Trustees Roofers Local Union 30 | 2024 | |
| Usw District 10, Local 286, Pension Plan Board Of Trustees Usw District 10,Local 286, | 2024 | |
| Ufcw Local 1776 & Participating Employers Pension Fund Ufcw Local 1776 & Participating Employers Pension Fund | 2024 | |
| Steamfitters Local #449 Pension Plan Board Of Trustees Steamfitters Local #449 Pension Fund | 2024 | |
| Brotherhood Of Locomotive Engineers And Trainmen Long Island Pension Fund Board Of Trustees | 2024 | |
| American Federation Of Government Employees Pension Plan American Federation Of Government Employees | 2024 | |
| Teamsters Industrial Employees Pension Fund Teamsters Industrial Employees Pension Fund | 2024 | |
| Laborers Local Union No. 158 Pension Plan Laborers Local Union No. 158 Pension Fund | 2024 | |
| Plumbers Lu 690 Metal Trades Pension Plan Bd Of Tees Of Plumbers Lu 690 Metal Trades Pen Plan | 2024 | |
| Plumbers And Steamfitters Local 486 Pension Fund Plumbers And Steamfitters 486 Pension Fund Board Of Trustees | 2024 | |
| Steelworkers Pension Trust Steelworkers Pension Trust | Pittsburgh, PA | 2024 |
| Twu Westchester Private Bus Lines Pension Trust Twu Westchester Private Bus Lines Pension Trust | 2024 | |
| Teamsters Local 639 Employers Pension Trust Fund Joint Board Of Trustees Teamsters Local 639 Employers Pension Trust | 2024 | |
| Western Pa Electrical Employees Pension Trust Fund Board Of Trustees,Ibew Local Union No 5 & Western Pa Chapter Neca | Pittsburgh, PA | 2024 |
| Plumbers Lu No 690 Supplemental Retirement Plan Bd Of Tees Of Plumbers Lu No 690 Srp | 2024 | |
| Laborers District Council Of W Pa Pension Fund Laborers District Council Of W Pa Pension Fund Board Of Trustees | 2024 | |
| Bricklayers & Allied Craftworkers Local 3 Ny Rochester Chapter Pension Fund Joint Board Of Trusts Bricklayers & Allied Craftworkers Lo3 Ny Roch Pe | Rochester, NY | 2024 |
| Maryland Race Track Employees Pension Fund Bd. Of Trustees Maryland Race Track Employees Pension Fund | 2024 | |
| Ufcw Unions And Participating Employers Pension Plan Board Of Trustees The Ufcw Unions And Participating Employers Pension | 2024 | |
| Eastern Shore Teamsters Pension Fund Board Of Trustees Of The Eastern | 2024 | |
| Tri State Carpenters And Joiners Pension Trust Fund Board Of Trustees Tri State Carpenters And Joiners Pension | 2024 | |
| Laborers District Council Pension And Disability Trust Fund No. 2 Laborers District Council Pension And Disability Trust Fund No. 2 | Columbia, MD | 2024 |
| Atlanta Plumbers & Steamfitters Pension Fund Atlanta Plumbers & Steamfitters Pension Fund | 2024 | |
| Teamsters Local No. 469 Annuity Fund Trustees Of Teamsters Local No. 469 Annuity Fund Trust | 2024 | |
| Ufcw Local One Pension Fund Brd Of Ttees Ufcw Local One Pension Fund | 2024 | |
| Ufcw And Safeway Variable Annuity Pension Fund Board Of Trustees Ufcw And Safeway Variable Annuity Pension Fund | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James, Thomas, Alan | Chairman | Jan 1971 (56y) | ≈ 14.06% – 50% via Raymond James Financial, Inc. | |
| Mc Closkey, Michael | Director Of Client Services | Mar 2014 (12y) | Less than 5% | |
| Riddle, Timothy, Joseph | Chief Executive Officer | Mar 2014 (12y) | Less than 5% | |
| Hagar, George, Gregory | Chief Financial Officer, Treasurer And Secretary | Jul 2019 (7y) | Less than 5% | |
| Kendall, Robert, Daniel | Director | Jun 2022 (4y) | Less than 5% | |
| Rick Iv, Edward | Director | Jun 2022 (4y) | Less than 5% | |
| Walzer, Susan, Lavelle | Director | Jun 2022 (4y) | Less than 5% | |
| Wilwant, Eric, Christian | Director | Jun 2022 (4y) | Less than 5% | |
| Chwazik, Ludmila | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Thomas Dibari | Registered representative | Aug 2022 (4y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Raymond James Investment Management | Owner | Jun 2022 | A | 75% or more |
| Raymond James Financial, Inc. | Owner | Jun 2022 | B | ≈ 56.25% – 100% via Raymond James Investment Management |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- James, Thomas, Alan: 25% – 50% of Raymond James Financial, Inc. × 75% – 100% of Raymond James Investment Management × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Raymond James Financial, Inc.: 75% – 100% of Raymond James Investment Management × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (65)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Electricians Pension Plan, Ibew 995 | Trustees Of The Electricians Pension Plan, Ibew 995 | 469 | $77.7M | 10/01/2024 |
| Upstate New York Bakery Drivers And Industry Pension Fund | Trustees Of The Upstate New York Bakery Drivers And Industry Pension F | 555 | $105M | 07/01/2024 |
| Laborers Local 57 Industrial Pension Plan | Trustees Of Laborers Local 57 Industrial Pension | 1,436 | $338M | 07/01/2024 |
| Plumbers & Steamfitters Local 43 Pension Fund | Plumbers & Steamfitters Local 43 Pension Fund | 697 | $153M | 07/01/2024 |
| No Calif Glaziers, Architectural Metal And Glassworkers Pension Plan | Board Of Trustees, No. Calif. Glaziers Architectural Metal & Glas | 1,426 | $549M | 07/01/2024 |
| Laborers' Local #157 Annuity Fund | Laborers' Local #157 Annuity Fund | 1,369 | $30.3M | 07/01/2024 |
| Journeymen & Apprentices Of Local 188 Pension Fund | Trustees Of Journeymen & Apprentices Of Local 188 Pension Fund | 347 | $94.6M | 07/01/2024 |
| Laborers' Local #157 Pension Fund | Laborers' Local #157 Pension Fund | 619 | $104M | 07/01/2024 |
| B.A.C. Local No. 3 Defined Contribution Pension Plan | Board Of Trustees, B.A.C. Local 3 Pension Trust Fund | 702 | $126M | 07/01/2024 |
| United Food & Commercial Workers Union Local 152 Retail Meat Pension Plan | Board Of Trustees, United Food & Commercial Workers Union Local 152 | 1,488 | $530M | 07/01/2024 |
| International Union Of Painters And Allied Trades District Council No. 21 Annuity Fund | International Union Of Painters & Allied Trades Dc No. 21 Annuity Fund | 5,163 | $220M | 07/01/2024 |
| Bricklayers & Allied Craftsmen Local 2 Annuity Fund | Board Of Trustees Bricklayers & Allied Craftsmen Local 2 Annuity Fd | 2,283 | $18.9M | 05/01/2024 |
| Bricklayers & Allied Craftworkers, Loc 2, Albany Ny Pension Fund | Bot Bricklayers & Allied Craftworkers,L 2, Albany,Ny Pens Fd | 470 | $128M | 05/01/2024 |
| Cumberland, Md & Vicinity Building & Construction Employees Trust Fund | Cumberland, Md & Vicinity Building & Construction Employees Trust Fun | 217 | $64.3M | 05/01/2024 |
| Plasterers' Local 8 Pension Fund | Trustees Of Plasterers' Local 8 Pension Fund | 87 | $29.8M | 05/01/2024 |
| Bricklayers Allied Craftsmen Pension Plan Local No 3 | Board Of Trustees Bricklayers Allied Craftsmen Pension Plan | 194 | $51.9M | 05/01/2024 |
| Sheet Metal Workers Pension Fund Of Local Union No. 19 | Sheet Metal Workers Pension Fund Of Local Union | 1,833 | $519M | 05/01/2024 |
| Laborers' District Council Construction Industry Pension Fund | Laborers' District Council Construction Industry Pension Fund | 2,817 | $1.2B | 05/01/2024 |
| Cement Masons Union Local 592 Pension Plan | Trustees Of The Cement Masons Union Local 592 Pension Plan | 395 | $139M | 05/01/2024 |
| Texas Iron Workers' Pension Plan | Board Of Trustees, Texas Iron Workers' Pension Plan | 0 | $264M | 04/01/2024 |
| Eastern Atlantic States Carpenters Pension Fund | Board Of Trustees Eastern Atlantic States Carpenters Pension Fund | 12,161 | $5.0B | 01/01/2024 |
| International Painters And Allied Trades Industry Pension Plan | Intl Painters & Allied Trades Ind. Pension Fund Board Of Trustees | 43,757 | $4.5B | 01/01/2024 |
| Bac Local No. 1 Washington Pension Trust | Bac Local No. 1 Washington Pension Trust | 737 | $163M | 01/01/2024 |
| Steamfitters Local Union No. 420 Pension Plan | Board Of Trustees Of Steamfitters Lu 420 Pension Plan | 2,425 | $644M | 01/01/2024 |
| Plumbers & Pipefitters Local Union No. 74 Pension Fund | Bd Of Ttee Of Plum & Pipe Lu No 74 Pipefitters Lu No. 74 Pension Fund | 481 | $184M | 01/01/2024 |
Top 25 of 65 plans by assets.
From Form 5500 service-provider disclosures.
Foundations & charities (2)
| Organization | Type | Assets | As of |
|---|---|---|---|
| Operating Engineers Health And Welfare Trust Fund | Public charity | $822M | 12/31/2024 |
| National Stabilization Agreement Of Sheet Metal Workers Industry Tr Fd | Public charity | $1.6B | 12/31/2024 |
From IRS Form 990 investment-management-fee disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/13/2026 | 2.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Federal Home Loan Bank Of Pittsburgh $1.7B (16% of AUM) Jan 2024
- Umb Financial Corporation $1.2B (10% of AUM) Jun 2022
- Wells Fargo $1.1B (10% of AUM) Jun 2022
- BNY Mellon $957M (8% of AUM) Jun 2022
- Pnc Bank $852M (8% of AUM) Jan 2024
- Pnc Financial Services Group, Inc. $842M (8% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 13, 2026.
View current Form ADV (SEC/IAPD) ↗