Chung Wu Investment Group, Llc
- Regulatory AUM
- $147M
- Discretionary
- $147M
- Clients
- 127
- Avg AUM / client
- $1.2M
- Accounts
- 215
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 27 | $8.2M | 5.54% |
| High net worth individuals | 66 | $110M | 74.3% |
| Pooled investment vehicles (non-investment companies) | 34 | $29.7M | 20.2% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $18.9M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cwig Total Return Fund, Llc | Private Equity Fund | Texas | $18.9M | 26 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chung Wu | Chief Compliance Officer/Managing Member | CFP | Feb 2014 (13y) | 75% or more |
| Thomas Li Chen | Registered representative | May 2019 (7y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $18.9M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cwig Total Return Fund, Llc | Private Equity Fund | $18.9M | $105K | 26 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/10/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Raymond James $147M (100% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 10, 2026.
View current Form ADV (SEC/IAPD) ↗