Sophis Investments Llc
- Regulatory AUM
- $130M
- Discretionary
- $89.0M
- Clients
- 41
- Avg AUM / client
- $3.2M
- Accounts
- 78
- Employees
- 5
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 29, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 17 | $3.8M | 2.9% |
| High net worth individuals | 22 | $123M | 94.8% |
| Corporations and other businesses | 2 | $2.9M | 2.26% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tassos Demetrios Recachinas | Managing Member & Cco | CFA | Apr 2008 (18y) | 75% or more |
| Edward Ignatious Obrien | Chairman | Sep 2017 (9y) | 10% – 25% | |
| Vijay Malik | Registered representative | Oct 2014 (12y) | ||
| Walter Edward Auch | Registered representative | Jul 2018 (8y) | ||
| George Vanderneth Merrill | Registered representative | Jan 2021 (6y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 946 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $67.6M (52% of AUM) Jul 2026
- Charles Schwab & Co. $26.5M (20% of AUM) Jul 2026
- Interactive Brokers $3.4M (10% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 29, 2026.
View current Form ADV (SEC/IAPD) ↗