AUMdb

Sequoia Wealth Management, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 170543 · SEC file 801-80362 · Barrington, IL · WWW.PLANSMARTFINANCIAL.COM
☆ Save with Pro ADV data as of Mar 12, 2026
Regulatory AUM
$600M
Discretionary
$227M
Clients
1,640
Avg AUM / client
$366K
Accounts
2,892
Employees
16

AUM over time

$0 $600M
Sep 2014 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 12, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1,548 $418M 69.8%
High net worth individuals 92 $181M 30.2%

People (16)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Robert Dennis Lyman Chief Compliance Officer And Managing Member Chartered Financial Consultant Oct 2014 (12y) 75% or more
Charles Richardson Ieuter Registered representative Chartered Financial Consultant Dec 2014 (12y)
Julie Marie Murphy Registered representative CFP Chartered Financial Consultant Jan 2015 (12y)
Timothy Edward O'donnell Registered representative Jan 2015 (12y)
David Lawrence Andrews Registered representative CFP Mar 2015 (11y)
Edward Vernon Scoby Registered representative CFP Mar 2015 (11y)
John James Kosmer Registered representative Apr 2015 (11y)
Charles Phillip Melka Registered representative CFP Jul 2015 (11y)
Sean Lyman Registered representative CFP Apr 2016 (10y)
Mark Joseph Murphy Registered representative CFP Apr 2016 (10y)
David Eric Bragman Registered representative Chartered Financial Consultant Aug 2016 (10y)
Robert Arthur Engels Registered representative Chartered Financial Consultant Nov 2016 (10y)
Lisa P Zarkin Registered representative CFP May 2017 (9y)
Gene Taylor Hiser Registered representative May 2018 (8y)
Anthony Joseph Baldassano Registered representative Personal Financial Specialist Mar 2019 (7y)
Patrick Dennis Lyman Registered representative CFP Apr 2021 (5y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/12/2026 990 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.

View current Form ADV (SEC/IAPD) ↗