Flourish Wealth Management Inc.
- Regulatory AUM
- $455M
- Discretionary
- $429M
- Clients
- 157
- Avg AUM / client
- $2.9M
- Accounts
- 900
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 06, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $4.5M | 0.99% |
| High net worth individuals | 148 | $449M | 98.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.0M | 0.44% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kathleen Marie Longo | President, Wealth Manager And Chief Compliance Officer | CFP | Jan 2014 (13y) | 75% or more |
| Jay Edward Pluimer | Director Of Investments | Sep 2016 (10y) | Less than 5% | |
| Joseph Fenwick | Registered representative | Oct 2023 (3y) | ||
| Jayden L Shultz | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/06/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $455M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 06, 2026.
View current Form ADV (SEC/IAPD) ↗