Shelter Wealth Strategies, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 170655
· SEC file 801-135465
· Houston, TX
· www.shelterwealth.com
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ADV data as of Jun 10, 2026
- Regulatory AUM
- $144M
- Discretionary
- $144M
- Clients
- 38
- Avg AUM / client
- $3.8M
- Accounts
- 38
- Employees
- 9
AUM over time
$144M
$144M
Dec 2025
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $1.6M | 1.11% |
| High net worth individuals | 27 | $140M | 97.2% |
| Corporations and other businesses | 2 | $2.4M | 1.67% |
People (17)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Scott Hamilton Freeman | Registered representative | Feb 2015 (11y) | ||
| Hanson Douglas Street | Registered representative | Jan 2017 (10y) | ||
| Therese Marie Casement | Registered representative | Jun 2025 (1y) | ||
| Sidney Lorrainne Overby | Registered representative | Sep 2025 (1y) | ||
| Traci Lynn Kaas | Registered representative | Oct 2025 (1y) | ||
| Andrew Charles Wilson | Registered representative | Oct 2025 (1y) | ||
| Christopher John Meehan | Registered representative | Dec 2025 (1y) | ||
| Paul Saleh | Registered representative | Dec 2025 (1y) | ||
| Daniel David Horowitz | Registered representative | Feb 2026 (0y) | ||
| Walker Gilbert | Registered representative | Apr 2026 (0y) | ||
| John Houghton Dudek | Registered representative | May 2026 (0y) | ||
| Josh Travis Farmer | Registered representative | May 2026 (0y) | ||
| Donald Ray Jowers | Registered representative | May 2026 (0y) | ||
| David Allen Lesser | Registered representative | Jun 2026 (0y) | ||
| Matthew Ward Frazier | Registered representative | Jun 2026 (0y) | ||
| David Amelio Hart | Registered representative | Jul 2026 (0y) | ||
| Kristin Leigh Neerhof | Registered representative | Jul 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/10/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • REFERRAL FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $143M (99% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 10, 2026.
View current Form ADV (SEC/IAPD) ↗