AUMdb

Litvak Wealth, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 170805 · SEC file 801-127511 · Norwalk, CT · LITVAKANDCO.COM
☆ Save with Pro ADV data as of Mar 06, 2026
Regulatory AUM
$536M
Discretionary
$116M
Clients
75
Avg AUM / client
$7.1M
Accounts
224
Employees
6

AUM over time

$0 $536M
Dec 2013 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 06, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 17 $1.7M 0.32%
High net worth individuals 58 $534M 99.7%

People (6)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Ricardo Juan Litvak Founder And Ceo Mar 2014 (12y) ≈ 37.5% – 75% via Litvak & Co., Llc
Juliana Paola Fajardo Andrade Chief Operating Officer And Chief Compliance Officer Jul 2014 (12y) Less than 5%
Jeffrey Peter Boris Chief Investment Officer, Head Of Investments And Research Jun 2015 (11y) Less than 5%
Levine, Jeannette, Litvak Member Jan 2023 (4y) 5% – 10%
Polachek, Claudia, Litvak Member Jan 2023 (4y) 5% – 10%
Emerson Litvak Registered representative Jun 2025 (1y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Litvak & Co., Llc Owner Holding Company Mar 2014 A 50% – 75%

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Ricardo Juan Litvak: 75% – 100% of Litvak & Co., Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/06/2026 966 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 06, 2026.

View current Form ADV (SEC/IAPD) ↗