Ucap Asset Management Llc
- Regulatory AUM
- $208M
- Discretionary
- $179M
- Clients
- 189
- Avg AUM / client
- $1.1M
- Accounts
- 184
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9 | $2.4M | 1.17% |
| High net worth individuals | 88 | $62.2M | 29.9% |
| Corporations and other businesses | 92 | $144M | 69.0% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Campano, Sixto | Ceo | Nov 2020 (6y) | Less than 5% | |
| Massens, Juan, Carlos | Coo | Jan 2021 (6y) | Less than 5% | |
| Caratini, Dinah | Chief Compliance Officer | Jul 2021 (5y) | Less than 5% | |
| Howell, Lawrence, Damon | Owner | Jan 2022 (5y) | GP / trustee / elected manager of Holdco Ldh Llc (indirect) | |
| Emmanuel M Casuscelli | Registered representative | Mar 2019 (7y) | ||
| Susan Disdier | Registered representative | Jul 2021 (5y) | ||
| Ana Maria Parra | Registered representative | Aug 2021 (5y) | ||
| Francisco Miguel De La Camara | Registered representative | Oct 2021 (5y) | ||
| Alma Estrada | Registered representative | Oct 2021 (5y) | ||
| Miguel Luis Ortiz | Registered representative | Jul 2022 (4y) | ||
| Lourdes Marina Zaldana | Registered representative | Aug 2023 (3y) | ||
| Luis Enrique Jocelyn Holt | Registered representative | Jul 2025 (1y) | ||
| Gustavo Adolfo Sr Gelvez | Registered representative | Nov 2025 (1y) | ||
| George Gandarias | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Union Capital Group Usa Llc | Sole Member/Owner | Mar 2015 | A | 75% or more |
| Holdco Ldh Llc | Owner | Jan 2022 | B | ≈ 56.25% – 100% via Union Capital Group Usa Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Holdco Ldh Llc: 75% – 100% of Union Capital Group Usa Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • 12B-1 FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Stonex Financial Inc. $150M (72% of AUM) Mar 2026
- J.P. Morgan $63.4M (22% of AUM) Dec 2022
- Charles Schwab & Co. $30.4M (15% of AUM) Mar 2026
- Morgan Stanley $21.9M (14% of AUM) Nov 2021
- Capital Union Bank $16.8M (10% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗