Wma Financial, Llc
☆ Save with Pro
ADV data as of Mar 30, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 181
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 6
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 101 | — | — |
| High net worth individuals | 74 | — | — |
| Pension and profit sharing plans | 6 | — | — |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin Jacob Childs | Registered representative | Jan 2018 (9y) | ||
| James Raleigh Bailes | Registered representative | CFP Personal Financial Specialist | Jan 2018 (9y) | |
| Jennifer Gremillion Esch | Registered representative | Jan 2018 (9y) | ||
| Steven David Frueh | Registered representative | Jan 2018 (9y) | ||
| Nicole Terry Gale | Registered representative | May 2024 (2y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
- • Other fees
- • SOLICITATION FEES FROM THIRD-PARTY MANAGER
Services
- • Financial planning services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗